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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
Cap. Flow
-$46.3M
Cap. Flow %
-15.46%
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$30.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$74M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.5M
4
AAPL icon
Apple
AAPL
+$3.26M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.26M

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Consumer Discretionary 5.56%
3 Financials 4.42%
4 Communication Services 3.39%
5 Healthcare 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CODI icon
126
Compass Diversified
CODI
$828M
$355K 0.12%
18,606
+6
+0% +$102
AVGO icon
127
Broadcom
AVGO
$2.04T
$353K 0.12%
9,700
-10,480
-52% -$351K
VCSH icon
128
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$351K 0.12%
+4,242
New +$352K
SCHG icon
129
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$346K 0.12%
+24,048
New +$335K
AFG icon
130
American Financial Group
AFG
$12.1B
$335K 0.11%
5,000
-5,000
-50% -$322K
IBM icon
131
IBM
IBM
$224B
$334K 0.11%
2,871
-234
-8% -$27.6K
DBEF icon
132
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$331K 0.11%
10,812
+292
+3% +$8.98K
SPYX icon
133
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.84B
$331K 0.11%
11,916
+36
+0.3% +$986
INTC icon
134
Intel
INTC
$513B
$328K 0.11%
6,328
-4,441
-41% -$231K
SUSC icon
135
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$327K 0.11%
11,818
+494
+4% +$13.8K
BND icon
136
Vanguard Total Bond Market
BND
$158B
$325K 0.11%
3,687
-29,181
-89% -$2.59M
SPYD icon
137
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$319K 0.11%
11,643
+210
+2% +$5.94K
ISRG icon
138
Intuitive Surgical
ISRG
$134B
$315K 0.11%
1,332
-255
-16% -$57.3K
SPTS icon
139
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$315K 0.11%
+10,244
New +$315K
CAT icon
140
Caterpillar
CAT
$387B
$312K 0.1%
2,095
-7
-0.3% -$983
VMBS icon
141
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$307K 0.1%
5,653
+109
+2% +$5.92K
FMB icon
142
First Trust Managed Municipal ETF
FMB
$2.06B
$299K 0.1%
+5,386
New +$300K
O icon
143
Realty Income
O
$59.1B
$298K 0.1%
5,060
-1,038
-17% -$61.4K
IXN icon
144
iShares Global Tech ETF
IXN
$8.83B
$296K 0.1%
6,738
-2,934
-30% -$125K
KO icon
145
Coca-Cola
KO
$375B
$295K 0.1%
5,972
-6,274
-51% -$302K
PYPL icon
146
PayPal
PYPL
$50.5B
$290K 0.1%
1,474
-94
-6% -$17.7K
QRVO icon
147
Qorvo
QRVO
$8.74B
$289K 0.1%
2,244
-214
-9% -$26.5K
LOW icon
148
Lowe's Companies
LOW
$125B
$288K 0.1%
1,736
-609
-26% -$93.8K
WABC icon
149
Westamerica Bancorp
WABC
$1.37B
$286K 0.1%
5,266
– –
SCHF icon
150
Schwab International Equity ETF
SCHF
$68.7B
$285K 0.1%
18,126
-12
-0.1% -$188
4 5
6
7 8

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.

  • Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.