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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXO icon
126
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$451K 0.14%
14,254
-775
-5% -$24.2K
IBM icon
127
IBM
IBM
$213B
$451K 0.14%
3,424
-31
-0.9% -$4.07K
DVY icon
128
iShares Select Dividend ETF
DVY
$23.6B
$450K 0.14%
4,529
-133
-3% -$13.1K
WORK
129
DELISTED
Slack Technologies, Inc.
WORK
$449K 0.14%
+11,990
New +$441K
JNJ icon
130
Johnson & Johnson
JNJ
$613B
$440K 0.14%
3,161
+28
+0.9% +$3.88K
TAN icon
131
Invesco Solar ETF
TAN
$1.45B
$432K 0.14%
15,295
– –
SBUX icon
132
Starbucks
SBUX
$118B
$425K 0.13%
5,075
+173
+4% +$13.6K
GOVT icon
133
iShares US Treasury Bond ETF
GOVT
$43.5B
$423K 0.13%
16,399
-9,079
-36% -$230K
MINT icon
134
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$420K 0.13%
4,132
-58
-1% -$5.89K
PFE icon
135
Pfizer
PFE
$143B
$420K 0.13%
10,229
-121
-1% -$4.8K
WFC icon
136
Wells Fargo
WFC
$266B
$410K 0.13%
8,682
-377
-4% -$17.6K
CRM icon
137
Salesforce
CRM
$152B
$404K 0.13%
2,665
+415
+18% +$65K
MMD
138
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$402K 0.13%
19,279
+151
+0.8% +$3.09K
PDI icon
139
PIMCO Dynamic Income Fund
PDI
$7.35B
$399K 0.13%
12,433
+97
+0.8% +$3.11K
WHLRP
140
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$9.12M
$398K 0.13%
28,699
– –
USFR
141
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$394K 0.13%
15,723
+7,961
+103% +$199K
WABC icon
142
Westamerica Bancorp
WABC
$1.39B
$392K 0.12%
6,366
– –
VGT icon
143
Vanguard Information Technology ETF
VGT
$141B
$391K 0.12%
14,864
– –
PGX icon
144
Invesco Preferred ETF
PGX
$3.8B
$390K 0.12%
26,667
-1,021
-4% -$14.9K
SRE icon
145
Sempra
SRE
$57.3B
$388K 0.12%
5,658
+110
+2% +$7.22K
SPAB icon
146
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.74B
$387K 0.12%
13,291
+2,679
+25% +$76.7K
DBEF icon
147
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.21B
$362K 0.11%
11,477
+2,111
+23% +$67K
SPYX icon
148
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.79B
$362K 0.11%
15,195
-273
-2% -$6.38K
URI icon
149
United Rentals
URI
$69.5B
$361K 0.11%
2,726
-343
-11% -$43.5K
VPV icon
150
Invesco Pennsylvania Value Municipal Income Trust
VPV
$193M
$357K 0.11%
+28,039
New +$353K
4 5
6
7 8

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.