GSWM

Golden State Wealth Management Portfolio holdings

AUM $822M
This Quarter Return
+3.06%
1 Year Return
–
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$10.2M
Cap. Flow %
3.24%
Top 10 Hldgs %
30.98%
Holding
1,192
New
86
Increased
248
Reduced
286
Closed
81

Top Buys

1
FVD icon
First Trust Value Line Dividend Fund
FVD
$2.27M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
$1.83M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
$1.49M
4
DSL
DoubleLine Income Solutions Fund
DSL
$1.17M
5
QQQ icon
Invesco QQQ Trust
QQQ
$1.11M

Top Sells

1
VOO icon
Vanguard S&P 500 ETF
VOO
$1.39M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.22M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
$966K
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$665K
5
VDC icon
Vanguard Consumer Staples ETF
VDC
$597K

Sector Composition

1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FXO icon
126
First Trust Financials AlphaDEX Fund
FXO
$2.25B
$451K 0.14%
14,254
-775
-5% -$24.5K
IBM icon
127
IBM
IBM
$227B
$451K 0.14%
3,424
-31
-0.9% -$4.08K
DVY icon
128
iShares Select Dividend ETF
DVY
$20.7B
$450K 0.14%
4,529
-133
-3% -$13.2K
WORK
129
DELISTED
Slack Technologies, Inc.
WORK
$449K 0.14%
+11,990
New +$449K
JNJ icon
130
Johnson & Johnson
JNJ
$429B
$440K 0.14%
3,161
+28
+0.9% +$3.9K
TAN icon
131
Invesco Solar ETF
TAN
$723M
$432K 0.14%
15,295
– –
SBUX icon
132
Starbucks
SBUX
$99.2B
$425K 0.13%
5,075
+173
+4% +$14.5K
GOVT icon
133
iShares US Treasury Bond ETF
GOVT
$27.9B
$423K 0.13%
16,399
-9,079
-36% -$234K
PFE icon
134
Pfizer
PFE
$140B
$420K 0.13%
10,229
-121
-1% -$4.97K
MINT icon
135
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
$420K 0.13%
4,132
-58
-1% -$5.9K
WFC icon
136
Wells Fargo
WFC
$261B
$410K 0.13%
8,682
-377
-4% -$17.8K
CRM icon
137
Salesforce
CRM
$227B
$404K 0.13%
2,665
+415
+18% +$62.9K
MMD
138
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$274M
$402K 0.13%
19,279
+151
+0.8% +$3.15K
PDI icon
139
PIMCO Dynamic Income Fund
PDI
$7.53B
$399K 0.13%
12,433
+97
+0.8% +$3.11K
WHLRP
140
Wheeler Real Estate Investment Trust, Inc. Preferred Stock
WHLRP
$3.88M
$398K 0.13%
28,699
– –
USFR
141
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$394K 0.13%
15,723
+7,961
+103% +$199K
WABC icon
142
Westamerica Bancorp
WABC
$1.27B
$392K 0.12%
6,366
– –
VGT icon
143
Vanguard Information Technology ETF
VGT
$98.7B
$391K 0.12%
1,858
– –
PGX icon
144
Invesco Preferred ETF
PGX
$3.88B
$390K 0.12%
26,667
-1,021
-4% -$14.9K
SRE icon
145
Sempra
SRE
$53.1B
$388K 0.12%
5,658
+110
+2% +$7.54K
SPAB icon
146
SPDR Portfolio Aggregate Bond ETF
SPAB
$8.57B
$387K 0.12%
13,291
+2,679
+25% +$78K
DBEF icon
147
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$7.94B
$362K 0.11%
11,477
+2,111
+23% +$66.6K
SPYX icon
148
SPDR S&P 500 Fossil Fuel Free ETF
SPYX
$2.3B
$362K 0.11%
15,195
-273
-2% -$6.5K
URI icon
149
United Rentals
URI
$61B
$361K 0.11%
2,726
-343
-11% -$45.4K
VPV icon
150
Invesco Pennsylvania Value Municipal Income Trust
VPV
$179M
$357K 0.11%
+28,039
New +$357K
4 5
6
7 8