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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+12.78%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
–
Cap. Flow
+$290M
Cap. Flow %
96.93%
Top 10 Hldgs %
29.7%
Holding
1,104
New
1,104
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$27.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.1M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.33M
4
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$8.15M
5
AAPL icon
Apple
AAPL
+$6.7M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 6.04%
2 Financials 4.62%
3 Consumer Discretionary 4.15%
4 Communication Services 3.47%
5 Industrials 3.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXO icon
126
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$455K 0.15%
+15,029
New +$450K
FSK icon
127
FS KKR Capital
FSK
$3.33B
$446K 0.15%
+18,424
New +$457K
T icon
128
AT&T
T
$162B
$443K 0.15%
+18,711
New +$430K
JNJ icon
129
Johnson & Johnson
JNJ
$619B
$438K 0.15%
+3,133
New +$420K
WFC icon
130
Wells Fargo
WFC
$265B
$438K 0.15%
+9,059
New +$446K
FDT icon
131
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$437K 0.15%
+8,035
New +$428K
MINT icon
132
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$425K 0.14%
+4,190
New +$424K
SCHF icon
133
Schwab International Equity ETF
SCHF
$68B
$422K 0.14%
+26,928
New +$411K
SNNA
134
DELISTED
Sienna Biopharmaceuticals, Inc.
SNNA
$419K 0.14%
+180,552
New +$489K
PFE icon
135
Pfizer
PFE
$149B
$417K 0.14%
+10,350
New +$414K
PGX icon
136
Invesco Preferred ETF
PGX
$3.78B
$401K 0.13%
+27,688
New +$394K
VHT icon
137
Vanguard Health Care ETF
VHT
$18.4B
$401K 0.13%
+2,322
New +$394K
PDI icon
138
PIMCO Dynamic Income Fund
PDI
$7.41B
$396K 0.13%
+12,336
New +$389K
WABC icon
139
Westamerica Bancorp
WABC
$1.37B
$393K 0.13%
+6,366
New +$395K
HON icon
140
Honeywell
HON
$76.3B
$389K 0.13%
+2,599
New +$363K
MMD
141
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$389K 0.13%
+19,128
New +$380K
DLR icon
142
Digital Realty Trust
DLR
$71.3B
$388K 0.13%
+3,262
New +$364K
VGT icon
143
Vanguard Information Technology ETF
VGT
$147B
$373K 0.12%
+14,864
New +$345K
WHLRP
144
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$373K 0.12%
+28,699
New +$302K
SCHG icon
145
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$369K 0.12%
+37,152
New +$351K
SBUX icon
146
Starbucks
SBUX
$120B
$364K 0.12%
+4,902
New +$337K
TEVA icon
147
Teva Pharmaceuticals
TEVA
$40.6B
$361K 0.12%
+23,000
New +$406K
CRM icon
148
Salesforce
CRM
$153B
$356K 0.12%
+2,250
New +$349K
TAN icon
149
Invesco Solar ETF
TAN
$1.45B
$354K 0.12%
+15,295
New +$348K
SPYX icon
150
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.83B
$352K 0.12%
+15,468
New +$341K
4 5
6
7 8

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q1 2019 Portfolio in Review

Q1 2019 is the first quarter with a 13F filing on record for Golden State Wealth Management, which disclosed 1,104 positions worth $299M. Its ten largest holdings account for 30% of the portfolio.

Its largest position is iShares Core US Aggregate Bond ETF: 255,197 shares worth $27.8M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q1 2019 buy was iShares Core US Aggregate Bond ETF: 255,197 shares worth $27.8M.
  • Golden State Wealth Management's ten largest holdings make up 30% of its $299M portfolio in Q1 2019.
  • Golden State Wealth Management disclosed 1,104 positions in Q1 2019, its first 13F filing on record.

Based on Golden State Wealth Management's 13F filing for Q1 2019, filed 14 May 2019.