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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-5.13%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
-$70.7M
Cap. Flow
-$37.6M
Cap. Flow %
-7.37%
Top 10 Hldgs %
36.26%
Holding
375
New
14
Increased
100
Reduced
180
Closed
69

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.32M
2
FSK icon
FS KKR Capital
FSK
+$1.94M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.84M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.83M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.8M
2
VT icon
Vanguard Total World Stock ETF
VT
+$2.19M
3
MSFT icon
Microsoft
MSFT
+$1.9M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.75M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Consumer Discretionary 6.07%
3 Financials 4.89%
4 Industrials 4.73%
5 Communication Services 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
101
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$1.01M 0.2%
10,890
+46
+0.4% +$4.21K
BAC icon
102
Bank of America
BAC
$442B
$985K 0.19%
23,896
-11,806
-33% -$533K
PDI icon
103
PIMCO Dynamic Income Fund
PDI
$7.42B
$984K 0.19%
40,384
-1,777
-4% -$43.7K
TDY icon
104
Teledyne Technologies
TDY
$32B
$983K 0.19%
2,080
+17
+0.8% +$7.31K
GLD icon
105
SPDR Gold Trust
GLD
$141B
$975K 0.19%
5,398
+3,040
+129% +$533K
FIXD icon
106
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$971K 0.19%
19,575
-3,939
-17% -$202K
JMST icon
107
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$967K 0.19%
19,089
-4,945
-21% -$251K
HTGC icon
108
Hercules Capital
HTGC
$3.23B
$963K 0.19%
53,282
+4,492
+9% +$78.9K
CVX icon
109
Chevron
CVX
$366B
$949K 0.19%
5,828
-3,431
-37% -$492K
SDVY icon
110
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$939K 0.18%
33,709
+20,218
+150% +$584K
CFA icon
111
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$936K 0.18%
12,637
-2,478
-16% -$181K
IUSB icon
112
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$935K 0.18%
18,841
-1,756
-9% -$89.5K
ISRG icon
113
Intuitive Surgical
ISRG
$134B
$933K 0.18%
3,092
-135
-4% -$39.4K
VZ icon
114
Verizon
VZ
$196B
$931K 0.18%
18,268
-6,540
-26% -$346K
CAT icon
115
Caterpillar
CAT
$387B
$926K 0.18%
4,154
+415
+11% +$87K
FAD icon
116
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$923K 0.18%
8,222
– –
AMD icon
117
Advanced Micro Devices
AMD
$789B
$920K 0.18%
8,414
-2,045
-20% -$244K
NKE icon
118
Nike
NKE
$61.9B
$903K 0.18%
6,710
-815
-11% -$115K
XLV icon
119
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$902K 0.18%
6,587
+361
+6% +$47.8K
WM icon
120
Waste Management
WM
$91B
$884K 0.17%
5,578
-1,478
-21% -$224K
XOM icon
121
ExxonMobil
XOM
$634B
$883K 0.17%
10,692
-4,528
-30% -$352K
AXON
122
Axon Enterprise
AXON
$46.4B
$850K 0.17%
6,172
+240
+4% +$32.9K
XLRE icon
123
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
$841K 0.16%
+17,411
New +$816K
RBC icon
124
RBC Bearings
RBC
$18B
$837K 0.16%
4,316
-2
-0% -$382
NEE icon
125
NextEra Energy
NEE
$177B
$830K 0.16%
9,803
-5,891
-38% -$472K
3 4
5
6 7

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MAM
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KCM
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DAM
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MIA
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PWA
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Golden State Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, Golden State Wealth Management held 375 positions worth $510M, down 12% from $581M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management withdrew a net $37.6M in Q1 2022, closing 69 positions and reducing 180 holdings. Its most notable exit was Vanguard Total World Stock ETF, an estimated $2.19M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Real Estate Select Sector SPDR ETF worth $841K.

  • Golden State Wealth Management's largest Q1 2022 buy was State Street Real Estate Select Sector SPDR ETF: 17,411 shares worth $841K.
  • Golden State Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2022, an estimated $2.32M increase.
  • Golden State Wealth Management's biggest Q1 2022 reduction was Apple, cutting an estimated $2.8M.
  • Golden State Wealth Management fully exited Vanguard Total World Stock ETF in Q1 2022, selling an estimated $2.19M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $510M portfolio in Q1 2022.
  • Golden State Wealth Management opened 14 new positions and closed 69 in Q1 2022.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $510M.

Based on Golden State Wealth Management's 13F filing for Q1 2022, filed 16 May 2022.