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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$581M
AUM Growth
+$121M
Cap. Flow
+$83.9M
Cap. Flow %
14.45%
Top 10 Hldgs %
33.37%
Holding
377
New
70
Increased
209
Reduced
62
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.69M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$2.9M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.81M
4
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$2.58M
5
SPGM icon
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
+$2.09M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$980K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$917K
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$869K
4
LMT icon
Lockheed Martin
LMT
+$541K
5
ITW icon
Illinois Tool Works
ITW
+$424K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Consumer Discretionary 6.25%
3 Financials 5.03%
4 Industrials 4.98%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
101
Vanguard Morningstar Value ETF
VTV
$191B
$1.24M 0.21%
8,410
+70
+0.8% +$10K
JMST icon
102
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$1.23M 0.21%
24,034
+2,980
+14% +$152K
DE icon
103
Deere & Co
DE
$168B
$1.21M 0.21%
3,533
+1,114
+46% +$388K
WM icon
104
Waste Management
WM
$91B
$1.18M 0.2%
7,056
+1,412
+25% +$227K
TAN icon
105
Invesco Solar ETF
TAN
$1.49B
$1.18M 0.2%
15,295
– –
CFA icon
106
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$1.17M 0.2%
+15,115
New +$1.13M
ISRG icon
107
Intuitive Surgical
ISRG
$134B
$1.16M 0.2%
3,227
+56
+2% +$19.3K
TDG icon
108
TransDigm Group
TDG
$67.7B
$1.15M 0.2%
1,811
+184
+11% +$115K
JSML icon
109
Janus Henderson Small Cap Growth Alpha ETF
JSML
$379M
$1.15M 0.2%
17,707
+2,799
+19% +$184K
CALY
110
Callaway Golf Company
CALY
$3.14B
$1.12M 0.19%
40,667
+8,214
+25% +$228K
RDVY icon
111
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$1.11M 0.19%
21,446
+5,294
+33% +$267K
XLY icon
112
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$1.11M 0.19%
10,844
+12
+0.1% +$1.2K
AMT icon
113
American Tower
AMT
$80.4B
$1.09M 0.19%
3,736
+1,110
+42% +$303K
PDI icon
114
PIMCO Dynamic Income Fund
PDI
$7.42B
$1.09M 0.19%
42,161
+29,260
+227% +$764K
IUSB icon
115
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$1.09M 0.19%
20,597
+7,804
+61% +$414K
XLI icon
116
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$1.09M 0.19%
10,281
+353
+4% +$36.7K
CVX icon
117
Chevron
CVX
$366B
$1.09M 0.19%
9,259
+2,384
+35% +$271K
QCOM icon
118
Qualcomm
QCOM
$176B
$1.07M 0.18%
5,869
-2,354
-29% -$377K
XLP icon
119
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$1.05M 0.18%
13,584
+850
+7% +$61.6K
EEMA icon
120
iShares MSCI Emerging Markets Asia ETF
EEMA
$860M
$1.04M 0.18%
12,715
+18
+0.1% +$1.52K
TFI icon
121
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$1.04M 0.18%
20,070
+39
+0.2% +$2.01K
EXPD icon
122
Expeditors International
EXPD
$23.2B
$1.04M 0.18%
7,714
+324
+4% +$40.6K
FAD icon
123
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$1.03M 0.18%
8,222
-30
-0.4% -$3.73K
AFG icon
124
American Financial Group
AFG
$12.1B
$1.03M 0.18%
7,500
– –
TREX icon
125
Trex
TREX
$5.01B
$1.02M 0.18%
7,585
+87
+1% +$10.4K
3 4
5
6 7

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Golden State Wealth Management held 377 positions worth $581M, up 26% from $460M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management deployed $83.9M of net new capital in Q4 2021, opening 70 new positions and adding to 209 existing holdings. Its largest new stake was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 ETF, an estimated $980K trimmed.

  • Golden State Wealth Management's largest Q4 2021 buy was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.
  • Golden State Wealth Management added most to Apple in Q4 2021, an estimated $5.69M increase.
  • Golden State Wealth Management's biggest Q4 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $980K.
  • Golden State Wealth Management fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $869K.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $581M portfolio in Q4 2021.
  • Golden State Wealth Management opened 70 new positions and closed 16 in Q4 2021.
  • Golden State Wealth Management's portfolio value rose 26% quarter-over-quarter to $581M.

Based on Golden State Wealth Management's 13F filing for Q4 2021, filed 14 Feb 2022.