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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$460M
AUM Growth
+$6.25M
Cap. Flow
+$9.52M
Cap. Flow %
2.07%
Top 10 Hldgs %
36.12%
Holding
335
New
28
Increased
137
Reduced
109
Closed
28

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.7M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.02M
3
ASML icon
ASML
ASML
+$892K
4
MANH icon
Manhattan Associates
MANH
+$882K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$870K

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.77M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.08M
3
BABA icon
Alibaba
BABA
+$873K
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$635K
5
CSCO icon
Cisco
CSCO
+$596K

Sector Composition

Rank Sector Weight
1 Technology 8.63%
2 Consumer Discretionary 6.54%
3 Financials 5.17%
4 Industrials 4.96%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBC icon
101
RBC Bearings
RBC
$18B
$905K 0.2%
4,266
-808
-16% -$175K
CALY
102
Callaway Golf Company
CALY
$3.14B
$897K 0.2%
32,453
+9,521
+42% +$290K
EXPD icon
103
Expeditors International
EXPD
$23.2B
$880K 0.19%
7,390
+149
+2% +$18.7K
XLP icon
104
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$877K 0.19%
12,734
-1,100
-8% -$78.4K
PCI
105
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$869K 0.19%
41,128
-48,858
-54% -$1.08M
MANH icon
106
Manhattan Associates
MANH
$11.4B
$866K 0.19%
+5,656
New +$882K
TDY icon
107
Teledyne Technologies
TDY
$32B
$864K 0.19%
2,012
+2
+0.1% +$884
ASML icon
108
ASML
ASML
$669B
$846K 0.18%
+1,135
New +$892K
WM icon
109
Waste Management
WM
$91B
$843K 0.18%
5,644
-9
-0.2% -$1.35K
VCIT icon
110
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$817K 0.18%
8,650
+2,122
+33% +$203K
DE icon
111
Deere & Co
DE
$168B
$811K 0.18%
2,419
+618
+34% +$223K
VWO icon
112
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$811K 0.18%
16,214
+256
+2% +$13.2K
DFAC icon
113
Dimensional US Core Equity 2 ETF
DFAC
$49.4B
$802K 0.17%
30,177
– –
PZC
114
DELISTED
PIMCO California Municipal Income Fund III
PZC
$799K 0.17%
72,601
+674
+0.9% +$7.66K
FEX icon
115
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$789K 0.17%
9,250
– –
IWM icon
116
iShares Russell 2000 ETF
IWM
$83B
$787K 0.17%
3,599
+368
+11% +$81.6K
VTI icon
117
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$783K 0.17%
3,524
– –
RDVY icon
118
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$767K 0.17%
16,152
+2,476
+18% +$120K
XOM icon
119
ExxonMobil
XOM
$634B
$767K 0.17%
13,031
+7
+0.1% +$399
NEE icon
120
NextEra Energy
NEE
$177B
$766K 0.17%
9,751
-129
-1% -$10.4K
XSOE icon
121
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$766K 0.17%
20,531
-1,011
-5% -$39.6K
SPSM icon
122
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$765K 0.17%
17,954
+414
+2% +$17.7K
TREX icon
123
Trex
TREX
$5.01B
$764K 0.17%
7,498
+512
+7% +$53.5K
ROKU icon
124
Roku
ROKU
$22.7B
$753K 0.16%
2,403
+20
+0.8% +$7.54K
VEA icon
125
Vanguard FTSE Developed Markets ETF
VEA
$236B
$746K 0.16%
14,784
-2,012
-12% -$105K
3 4
5
6 7

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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Golden State Wealth Management held 335 positions worth $460M, up 1.4% from $454M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management's Q3 2021 filing shows 28 new, 137 increased, 109 reduced and 28 closed positions. Its largest new stake was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M. The largest sale was KraneShares CSI China Internet ETF, an estimated $1.77M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2021 buy was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q3 2021, an estimated $1.7M increase.
  • Golden State Wealth Management's biggest Q3 2021 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $1.08M.
  • Golden State Wealth Management fully exited KraneShares CSI China Internet ETF in Q3 2021, selling an estimated $1.77M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $460M portfolio in Q3 2021.
  • Golden State Wealth Management opened 28 new positions and closed 28 in Q3 2021.
  • Golden State Wealth Management's portfolio value rose 1.4% quarter-over-quarter to $460M.

Based on Golden State Wealth Management's 13F filing for Q3 2021, filed 15 Nov 2021.