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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$41.8M
Cap. Flow
-$50.9M
Cap. Flow %
-16.78%
Top 10 Hldgs %
44.6%
Holding
248
New
11
Increased
52
Reduced
122
Closed
49

Top Buys

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.94M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.21M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$813K
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$774K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$685K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$6.69M
2
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.57M
3
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$3.3M
4
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.37M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 8.37%
2 Consumer Discretionary 5.88%
3 Financials 4.9%
4 Communication Services 4.07%
5 Healthcare 2.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDVY icon
101
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$479K 0.16%
10,547
-1,533
-13% -$65.4K
MMD
102
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$477K 0.16%
21,507
+244
+1% +$5.32K
TLT icon
103
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$470K 0.16%
3,473
-225
-6% -$32.6K
XLV icon
104
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$468K 0.15%
4,011
-1,886
-32% -$218K
CAT icon
105
Caterpillar
CAT
$387B
$462K 0.15%
1,996
-312
-14% -$64.6K
AMGN icon
106
Amgen
AMGN
$222B
$461K 0.15%
1,852
-1,052
-36% -$251K
PYPL icon
107
PayPal
PYPL
$50.5B
$458K 0.15%
1,887
-371
-16% -$93.7K
C icon
108
Citigroup
C
$226B
$454K 0.15%
6,245
-1,806
-22% -$121K
OUNZ icon
109
VanEck Merk Gold Trust
OUNZ
$2.69B
$454K 0.15%
27,308
– –
LMBS icon
110
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$452K 0.15%
8,866
-18,648
-68% -$958K
MA icon
111
Mastercard
MA
$493B
$448K 0.15%
1,258
-827
-40% -$289K
PFE icon
112
Pfizer
PFE
$153B
$442K 0.15%
12,201
-10,874
-47% -$386K
EFA icon
113
iShares MSCI EAFE ETF
EFA
$80.2B
$438K 0.14%
5,783
-1
-0% -$75
QRVO icon
114
Qorvo
QRVO
$8.74B
$428K 0.14%
2,344
-180
-7% -$31.6K
XLI icon
115
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$422K 0.14%
+4,295
New +$393K
MCK icon
116
McKesson
MCK
$101B
$415K 0.14%
+2,130
New +$389K
MU icon
117
Micron Technology
MU
$991B
$409K 0.13%
4,642
-109
-2% -$9.25K
MO icon
118
Altria Group
MO
$114B
$401K 0.13%
7,839
-3,361
-30% -$151K
PEG icon
119
Public Service Enterprise Group
PEG
$37.7B
$396K 0.13%
6,577
-2,485
-27% -$143K
CSCO icon
120
Cisco
CSCO
$479B
$393K 0.13%
7,618
-3,940
-34% -$185K
IXN icon
121
iShares Global Tech ETF
IXN
$8.83B
$391K 0.13%
7,638
-1,872
-20% -$95.8K
XTN icon
122
State Street SPDR S&P Transportation ETF
XTN
$399M
$391K 0.13%
4,476
– –
BABA icon
123
Alibaba
BABA
$308B
$389K 0.13%
1,720
+278
+19% +$68.3K
MRK icon
124
Merck
MRK
$318B
$376K 0.12%
5,121
-5,512
-52% -$407K
VTI icon
125
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$376K 0.12%
1,820
-3,127
-63% -$633K
3 4
5
6 7

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Golden State Wealth Management held 248 positions worth $303M, down 12% from $345M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Golden State Wealth Management withdrew a net $50.9M in Q1 2021, closing 49 positions and reducing 122 holdings. Its most notable exit was VictoryShares US 500 Volatility Wtd ETF, an estimated $3.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Industrial Select Sector SPDR ETF worth $422K.

  • Golden State Wealth Management's largest Q1 2021 buy was State Street Industrial Select Sector SPDR ETF: 4,295 shares worth $422K.
  • Golden State Wealth Management added most to State Street SPDR Portfolio Aggregate Bond ETF in Q1 2021, an estimated $1.94M increase.
  • Golden State Wealth Management's biggest Q1 2021 reduction was Apple, cutting an estimated $6.69M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q1 2021, selling an estimated $3.57M.
  • Golden State Wealth Management's ten largest holdings make up 45% of its $303M portfolio in Q1 2021.
  • Golden State Wealth Management opened 11 new positions and closed 49 in Q1 2021.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q1 2021, filed 14 May 2021.