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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+11.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$345M
AUM Growth
+$45.9M
Cap. Flow
+$14.1M
Cap. Flow %
4.09%
Top 10 Hldgs %
41.19%
Holding
456
New
31
Increased
143
Reduced
55
Closed
219

Top Buys

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$2.59M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.46M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.93M
4
GAB icon
Gabelli Equity Trust
GAB
+$1.9M
5
AMZN icon
Amazon
AMZN
+$1.86M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.07M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.25M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.19M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.02M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 11.02%
2 Consumer Discretionary 5.91%
3 Financials 5.03%
4 Communication Services 4.02%
5 Healthcare 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
101
Amgen
AMGN
$222B
$668K 0.19%
2,904
+1,067
+58% +$246K
VWO icon
102
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$666K 0.19%
13,287
+615
+5% +$28.9K
AEP icon
103
American Electric Power
AEP
$68.4B
$664K 0.19%
7,972
+391
+5% +$33.9K
ROK icon
104
Rockwell Automation
ROK
$49B
$660K 0.19%
2,631
+31
+1% +$7.58K
CVX icon
105
Chevron
CVX
$366B
$655K 0.19%
7,761
+1,675
+28% +$136K
UPS icon
106
United Parcel Service
UPS
$88.9B
$652K 0.19%
3,872
+2,537
+190% +$428K
TDIV icon
107
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$651K 0.19%
13,159
+1,043
+9% +$48.4K
GAL icon
108
State Street Global Allocation ETF
GAL
$313M
$642K 0.19%
+15,028
New +$614K
ABT icon
109
Abbott
ABT
$187B
$614K 0.18%
5,614
+428
+8% +$46.5K
NFLX icon
110
Netflix
NFLX
$309B
$603K 0.17%
11,150
-3,050
-21% -$155K
SKYY icon
111
First Trust Cloud Computing ETF
SKYY
$3.12B
$598K 0.17%
6,290
+1,081
+21% +$93.2K
TLT icon
112
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$583K 0.17%
3,698
+747
+25% +$119K
ESGE icon
113
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$568K 0.16%
13,520
+6,977
+107% +$272K
VB icon
114
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$556K 0.16%
2,857
+408
+17% +$72K
UNP icon
115
Union Pacific
UNP
$174B
$550K 0.16%
2,639
+1,429
+118% +$285K
AXP icon
116
American Express
AXP
$230B
$549K 0.16%
4,541
+533
+13% +$59K
VO icon
117
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$544K 0.16%
10,532
+1,676
+19% +$81.2K
XOM icon
118
ExxonMobil
XOM
$634B
$543K 0.16%
13,184
+1,112
+9% +$41.7K
APO icon
119
Apollo Global Management
APO
$73.4B
$538K 0.16%
10,988
+2,138
+24% +$95.5K
TXN icon
120
Texas Instruments
TXN
$261B
$535K 0.16%
+3,262
New +$507K
SPYM
121
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$531K 0.15%
12,079
-1,257
-9% -$52.4K
PYPL icon
122
PayPal
PYPL
$50.5B
$529K 0.15%
2,258
+784
+53% +$162K
EEM icon
123
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$528K 0.15%
10,222
-860
-8% -$41.4K
PEG icon
124
Public Service Enterprise Group
PEG
$37.7B
$528K 0.15%
9,062
+2,485
+38% +$145K
CSCO icon
125
Cisco
CSCO
$479B
$517K 0.15%
11,558
+1,063
+10% +$43.7K
3 4
5
6 7

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MAM
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KCM
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Golden State Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Golden State Wealth Management held 456 positions worth $345M, up 15% from $299M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Golden State Wealth Management deployed $14.1M of net new capital in Q4 2020, opening 31 new positions and adding to 143 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 69,715 shares worth $2.82M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.5% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.07M trimmed.

  • Golden State Wealth Management's largest Q4 2020 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 69,715 shares worth $2.82M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q4 2020, an estimated $2.46M increase.
  • Golden State Wealth Management's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.07M.
  • Golden State Wealth Management fully exited iShares Core Dividend Growth ETF in Q4 2020, selling an estimated $1.02M.
  • Golden State Wealth Management's ten largest holdings make up 41% of its $345M portfolio in Q4 2020.
  • Golden State Wealth Management opened 31 new positions and closed 219 in Q4 2020.
  • Golden State Wealth Management's portfolio value rose 15% quarter-over-quarter to $345M.

Based on Golden State Wealth Management's 13F filing for Q4 2020, filed 28 Jan 2021.