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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+22.89%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$312M
AUM Growth
+$85M
Cap. Flow
+$55.8M
Cap. Flow %
17.89%
Top 10 Hldgs %
52.97%
Holding
1,040
New
20
Increased
152
Reduced
24
Closed
836

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$65.8M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$19.1M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.2M
4
IDU icon
iShares US Utilities ETF
IDU
+$6.38M
5
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$6.3M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.2M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$6.31M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.04M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.87M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Consumer Discretionary 4.76%
3 Financials 4.73%
4 Communication Services 3.52%
5 Healthcare 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
101
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$499K 0.16%
12,591
-3,426
-21% -$127K
AXP icon
102
American Express
AXP
$230B
$494K 0.16%
5,187
+2,587
+100% +$238K
UPS icon
103
United Parcel Service
UPS
$89.3B
$469K 0.15%
4,214
+2,701
+179% +$270K
UNP icon
104
Union Pacific
UNP
$176B
$468K 0.15%
2,767
+2,276
+464% +$365K
MDLZ icon
105
Mondelez International
MDLZ
$80.1B
$443K 0.14%
8,659
+5,467
+171% +$281K
MINT icon
106
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$435K 0.14%
4,276
+552
+15% +$55.6K
TXN icon
107
Texas Instruments
TXN
$260B
$435K 0.14%
3,423
+2,923
+585% +$341K
VO icon
108
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$431K 0.14%
11,884
+4,496
+61% +$172K
MMD
109
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$423K 0.14%
20,766
+259
+1% +$5.13K
YLDE icon
110
ClearBridge Dividend Strategy ESG ETF
YLDE
$169M
$414K 0.13%
12,250
+8,050
+192% +$234K
CRM icon
111
Salesforce
CRM
$157B
$407K 0.13%
2,172
+253
+13% +$42.6K
AMD icon
112
Advanced Micro Devices
AMD
$784B
$395K 0.13%
7,502
+2,337
+45% +$124K
BMY.RT
113
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$374K 0.12%
6,774
+6,338
+1,454% +$22.9K
ABT icon
114
Abbott
ABT
$186B
$368K 0.12%
4,032
+3,051
+311% +$276K
PGX icon
115
Invesco Preferred ETF
PGX
$3.79B
$366K 0.12%
25,919
+108
+0.4% +$1.51K
IBM icon
116
IBM
IBM
$222B
$358K 0.11%
3,105
+991
+47% +$115K
IGSB icon
117
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$357K 0.11%
6,520
+5,862
+891% +$316K
PEP icon
118
PepsiCo
PEP
$189B
$357K 0.11%
2,697
+735
+37% +$96.9K
O icon
119
Realty Income
O
$59.4B
$352K 0.11%
6,098
+336
+6% +$17.9K
WFC icon
120
Wells Fargo
WFC
$262B
$351K 0.11%
9,194
+6,362
+225% +$174K
ZTS icon
121
Zoetis
ZTS
$30.8B
$348K 0.11%
2,538
+1,731
+214% +$226K
C icon
122
Citigroup
C
$226B
$347K 0.11%
6,794
+2,325
+52% +$110K
EFA icon
123
iShares MSCI EAFE ETF
EFA
$80.1B
$346K 0.11%
5,691
-2,472
-30% -$143K
BABA icon
124
Alibaba
BABA
$307B
$336K 0.11%
1,560
+180
+13% +$37.5K
IXN icon
125
iShares Global Tech ETF
IXN
$8.79B
$326K 0.1%
9,672
+4,380
+83% +$155K
3 4
5
6 7

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, Golden State Wealth Management held 1,040 positions worth $312M, up 37% from $227M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Golden State Wealth Management deployed $55.8M of net new capital in Q2 2020, opening 20 new positions and adding to 152 existing holdings. Its largest new stake was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 6.9% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $31.9M trimmed.

  • Golden State Wealth Management's largest Q2 2020 buy was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.
  • Golden State Wealth Management added most to iShares Core S&P Mid-Cap ETF in Q2 2020, an estimated $65.8M increase.
  • Golden State Wealth Management's biggest Q2 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $31.9M.
  • Golden State Wealth Management fully exited iShares Core S&P 500 ETF in Q2 2020, selling an estimated $16.2M.
  • Golden State Wealth Management's ten largest holdings make up 53% of its $312M portfolio in Q2 2020.
  • Golden State Wealth Management opened 20 new positions and closed 836 in Q2 2020.
  • Golden State Wealth Management's portfolio value rose 37% quarter-over-quarter to $312M.

Based on Golden State Wealth Management's 13F filing for Q2 2020, filed 11 Aug 2020.