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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
101
iShares MSCI EAFE ETF
EFA
$78B
$613K 0.19%
9,330
-3,358
-26% -$220K
IFGL icon
102
iShares International Developed Real Estate ETF
IFGL
$83.1M
$611K 0.19%
20,516
-8,158
-28% -$244K
XLV icon
103
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$595K 0.19%
6,426
-1,449
-18% -$130K
VWO icon
104
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$589K 0.19%
13,862
+951
+7% +$40K
XLK icon
105
State Street Technology Select Sector SPDR ETF
XLK
$115B
$588K 0.19%
15,074
-8
-0.1% -$305
FDT icon
106
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.26B
$582K 0.18%
10,800
+2,765
+34% +$148K
MU icon
107
Micron Technology
MU
$930B
$579K 0.18%
15,015
-2,370
-14% -$90.3K
CSCO icon
108
Cisco
CSCO
$457B
$554K 0.18%
10,135
-531
-5% -$29.3K
MA icon
109
Mastercard
MA
$502B
$554K 0.18%
2,094
+10
+0.5% +$2.5K
MO icon
110
Altria Group
MO
$114B
$551K 0.17%
11,655
-227
-2% -$11.9K
ADBE icon
111
Adobe
ADBE
$99.5B
$546K 0.17%
1,856
-77
-4% -$21.4K
VTEB icon
112
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$539K 0.17%
10,173
-202
-2% -$10.6K
UCON icon
113
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$531K 0.17%
20,630
+2,380
+13% +$60.7K
ROK icon
114
Rockwell Automation
ROK
$53.4B
$527K 0.17%
3,222
– –
EOI
115
Eaton Vance Enhanced Equity Income Fund
EOI
$811M
$513K 0.16%
34,289
-835
-2% -$12.3K
MRK icon
116
Merck
MRK
$322B
$512K 0.16%
6,410
+412
+7% +$31.5K
NFLX icon
117
Netflix
NFLX
$299B
$510K 0.16%
13,890
-1,100
-7% -$39.7K
PFF icon
118
iShares Preferred and Income Securities ETF
PFF
$13.3B
$500K 0.16%
13,575
+26
+0.2% +$953
GSG icon
119
iShares S&P GSCI Commodity-Indexed Trust
GSG
$998M
$492K 0.16%
31,446
-247
-0.8% -$3.94K
VEA icon
120
Vanguard FTSE Developed Markets ETF
VEA
$229B
$485K 0.15%
11,629
+320
+3% +$13.2K
DLR icon
121
Digital Realty Trust
DLR
$69.7B
$471K 0.15%
4,004
+742
+23% +$88.4K
FSK icon
122
FS KKR Capital
FSK
$2.96B
$464K 0.15%
19,479
+1,055
+6% +$25.9K
VOO icon
123
Vanguard S&P 500 ETF
VOO
$979B
$458K 0.15%
1,702
-5,147
-75% -$1.36M
T icon
124
AT&T
T
$159B
$457K 0.14%
18,088
-623
-3% -$14.9K
VZ icon
125
Verizon
VZ
$195B
$456K 0.14%
7,982
+79
+1% +$4.55K
3 4
5
6 7

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.