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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WWE
1176
DELISTED
World Wrestling Entertainment
WWE
$0 ﹤0.01%
10
– –
CAPD
1177
DELISTED
iPath Shiller CAPE ETN
CAPD
– –
-1,800
Closed -$23K
NPTN
1178
DELISTED
NEOPHOTONICS CORP
NPTN
$0 ﹤0.01%
150
– –
ALXN
1179
DELISTED
Alexion Pharmaceuticals
ALXN
$0 ﹤0.01%
+2
New +$258
PRSP
1180
DELISTED
Perspecta Inc. Common Stock
PRSP
$0 ﹤0.01%
+7
New +$157
CXO
1181
DELISTED
CONCHO RESOURCES INC.
CXO
$0 ﹤0.01%
+3
New +$324
FIT
1182
DELISTED
Fitbit, Inc. Class A common stock
FIT
$0 ﹤0.01%
+50
New +$252
AIG.WS
1183
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
+10
New +$99
PE
1184
DELISTED
PARSLEY ENERGY INC
PE
– –
-1,000
Closed -$19K
LOGM
1185
DELISTED
LogMein, Inc.
LOGM
$0 ﹤0.01%
9
– –
ENT
1186
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-43
Closed -$1K
DNR
1187
DELISTED
Denbury Resources, Inc.
DNR
$0 ﹤0.01%
800
– –
TIVO
1188
DELISTED
Tivo Inc
TIVO
$0 ﹤0.01%
+16
New +$128
JCP
1189
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
+10
New +$12
S
1190
DELISTED
Sprint Corporation
S
$0 ﹤0.01%
+41
New +$259
INST
1191
DELISTED
Instructure, Inc.
INST
– –
-300
Closed -$14K
FTNW
1192
DELISTED
FTE Networks, Inc.
FTNW
$0 ﹤0.01%
+2
New +$3
VSM
1193
DELISTED
Versum Materials, Inc.
VSM
$0 ﹤0.01%
12
– –
APC
1194
DELISTED
Anadarko Petroleum
APC
$0 ﹤0.01%
+8
New +$536
CTRL
1195
DELISTED
Control4 Corporation
CTRL
– –
-750
Closed -$13K
INSY
1196
DELISTED
Insys Therapeutics, Inc.
INSY
– –
-200
Closed -$1K
AKP
1197
DELISTED
Alliance Californa Muni Fd
AKP
– –
-6,054
Closed -$89K
ARRS
1198
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-400
Closed -$13K
ARCW
1199
DELISTED
ARC Group Worldwide, Inc
ARCW
$0 ﹤0.01%
1,092
– –
FM
1200
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-100
Closed -$3K
45 46 47
48
49

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.