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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNKD icon
1126
MannKind Corp
MNKD
$1.22B
$0 ﹤0.01%
208
-127
-38% -$176
MOS icon
1127
The Mosaic Company
MOS
$7.22B
$0 ﹤0.01%
+25
New +$610
MPT
1128
Medical Properties Trust
MPT
$2.78B
– –
-150
Closed -$3K
MYGN icon
1129
Myriad Genetics
MYGN
$303M
– –
-100
Closed -$3K
NI icon
1130
NiSource
NI
$21.3B
$0 ﹤0.01%
23
– –
NOK icon
1131
Nokia
NOK
$55.4B
$0 ﹤0.01%
+3
New +$16
NTNX icon
1132
Nutanix
NTNX
$16.6B
– –
-360
Closed -$14K
NVCR icon
1133
NovoCure
NVCR
$1.89B
– –
-400
Closed -$19K
OBE
1134
Obsidian Energy
OBE
$637M
$0 ﹤0.01%
+6
New +$11
OGI
1135
Organigram Holdings
OGI
$140M
$0 ﹤0.01%
+25
New +$694
OKTA icon
1136
Okta
OKTA
$25.7B
– –
-350
Closed -$29K
OMC icon
1137
Omnicom Group
OMC
$22.4B
– –
-35
Closed -$3K
OVV icon
1138
Ovintiv
OVV
$16.8B
$0 ﹤0.01%
+3
New +$94
PRTA icon
1139
Prothena Corp
PRTA
$444M
$0 ﹤0.01%
+24
New +$246
RES icon
1140
RPC Inc
RES
$1.31B
– –
-3,500
Closed -$40K
RIG icon
1141
Transocean
RIG
$5.78B
$0 ﹤0.01%
+52
New +$386
RNP icon
1142
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$0 ﹤0.01%
+6
New +$126
ROAM icon
1143
Hartford Multifactor Emerging Markets ETF
ROAM
$109M
– –
-953
Closed -$22K
SBSW icon
1144
Sibanye-Stillwater
SBSW
$6.77B
$0 ﹤0.01%
+118
New +$467
SCHC icon
1145
Schwab International Small-Cap Equity ETF
SCHC
$5.56B
$0 ﹤0.01%
+6
New +$194
SCHD icon
1146
Schwab US Dividend Equity ETF
SCHD
$105B
– –
-735
Closed -$13K
SCHH icon
1147
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
+10
New +$223
SDS icon
1148
ProShares UltraShort S&P500
SDS
$391M
$0 ﹤0.01%
1
– –
SHOO icon
1149
Steven Madden
SHOO
$3.58B
$0 ﹤0.01%
+7
New +$230
SMSI icon
1150
Smith Micro Software
SMSI
$15.7M
– –
-71
Closed -$8K
44 45
46
47 48

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.