We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRUS icon
1076
Cirrus Logic
CRUS
$6.58B
– –
-400
Closed -$17K
CUT icon
1077
Invesco MSCI Global Timber ETF
CUT
$33.6M
– –
-262
Closed -$7K
CWB icon
1078
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
– –
-171
Closed -$9K
DBO icon
1079
Invesco DB Oil Fund
DBO
$358M
– –
-700
Closed -$7K
DE icon
1080
Deere & Co
DE
$166B
– –
-12
Closed -$2K
DIV icon
1081
Global X SuperDividend US ETF
DIV
$780M
– –
-300
Closed -$7K
DTD icon
1082
WisdomTree US Total Dividend Fund
DTD
$1.68B
– –
-978
Closed -$46K
DVN icon
1083
Devon Energy
DVN
$49.3B
$0 ﹤0.01%
31
– –
DXC icon
1084
DXC Technology
DXC
$1.78B
$0 ﹤0.01%
14
– –
EMQQ icon
1085
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$279M
– –
-30
Closed -$1K
EQT icon
1086
EQT Corp
EQT
$32.4B
$0 ﹤0.01%
+7
New +$134
EWG icon
1087
iShares MSCI Germany ETF
EWG
$1.61B
– –
-68
Closed -$2K
EWL icon
1088
iShares MSCI Switzerland ETF
EWL
$2.22B
– –
-104
Closed -$4K
FCO
1089
DELISTED
abrdn Global Income Fund
FCO
$0 ﹤0.01%
+54
New +$441
FCVT icon
1090
First Trust SSI Strategic Convertible Securities ETF
FCVT
$102M
– –
-1,366
Closed -$42K
FIZZ icon
1091
National Beverage
FIZZ
$2.99B
– –
-1,394
Closed -$40K
FNDA icon
1092
Schwab Fundamental US Small Company Index ETF
FNDA
$9.36B
– –
-426
Closed -$8K
FNDC icon
1093
Schwab Fundamental International Small Company Index ETF
FNDC
$3.13B
$0 ﹤0.01%
+6
New +$186
FNDF icon
1094
Schwab Fundamental International Large Company Index ETF
FNDF
$25.3B
– –
-86
Closed -$2K
FPXI icon
1095
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$295M
– –
-595
Closed -$21K
FRA icon
1096
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$0 ﹤0.01%
7
-6,800
-100% -$87.4K
FTLS icon
1097
First Trust Long/Short Equity ETF
FTLS
$2.5B
$0 ﹤0.01%
24
-47,210
-100% -$1.87M
GAM
1098
General American Investors Company
GAM
$1.59B
– –
-3,350
Closed -$112K
GDV icon
1099
Gabelli Dividend & Income Trust
GDV
$2.64B
– –
-4,518
Closed -$96K
B
1100
Barrick Mining
B
$68.2B
$0 ﹤0.01%
+25
New +$332
42 43
44
45 46

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
LCM
Legato Capital Management San Francisco, California $1.1B AUM 61.65% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
CF
Corebridge Financial Houston, Texas $1.09B AUM 1.85% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return

Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.