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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBL
1051
DELISTED
Noble Energy, Inc.
NBL
$1K ﹤0.01%
76
– –
NRE
1052
DELISTED
NorthStar Realty Europe Corp.
NRE
$1K ﹤0.01%
86
– –
AMID
1053
DELISTED
American Midstream Partners, LP
AMID
$1K ﹤0.01%
250
– –
GM.WS.B
1054
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
92
– –
VIA
1055
DELISTED
Viacom Inc. Class A
VIA
$1K ﹤0.01%
50
– –
ADNT icon
1056
Adient
ADNT
$1.65B
$0 ﹤0.01%
+6
New +$123
AIG icon
1057
American International
AIG
$41.8B
$0 ﹤0.01%
13
– –
AJG icon
1058
Arthur J. Gallagher & Co
AJG
$63.5B
– –
-50
Closed -$4K
ASIX icon
1059
AdvanSix
ASIX
$542M
$0 ﹤0.01%
23
– –
BATRA icon
1060
Atlanta Braves Holdings Series A
BATRA
$3.49B
– –
-1,300
Closed -$36K
BBY icon
1061
Best Buy
BBY
$18.2B
– –
-207
Closed -$15K
BCC icon
1062
Boise Cascade
BCC
$2.92B
– –
-650
Closed -$17K
BCE icon
1063
BCE
BCE
$20.3B
– –
-155
Closed -$7K
BDX icon
1064
Becton Dickinson
BDX
$46.9B
– –
-13
Closed -$3K
BEN icon
1065
Franklin Resources
BEN
$18.2B
– –
-150
Closed -$5K
BEP icon
1066
Brookfield Renewable
BEP
$10.2B
– –
-1,058
Closed -$18K
BHC icon
1067
Bausch Health
BHC
$2.62B
$0 ﹤0.01%
38
– –
BHF icon
1068
Brighthouse Financial
BHF
$3.55B
$0 ﹤0.01%
27
+3
+13% +$116
BIDU icon
1069
Baidu
BIDU
$38.3B
– –
-780
Closed -$129K
BTI icon
1070
British American Tobacco
BTI
$128B
– –
-104
Closed -$4K
BV icon
1071
BrightView Holdings
BV
$1.26B
– –
-500
Closed -$7K
CAH icon
1072
Cardinal Health
CAH
$55.2B
$0 ﹤0.01%
+10
New +$461
CF icon
1073
CF Industries
CF
$18.2B
– –
-437
Closed -$18K
CMP icon
1074
Compass Minerals
CMP
$1.21B
– –
-1,000
Closed -$54K
CNCR
1075
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
– –
-72
Closed -$2K
41 42
43
44 45

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.