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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+22.89%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$312M
AUM Growth
+$85M
Cap. Flow
+$55.8M
Cap. Flow %
17.89%
Top 10 Hldgs %
52.97%
Holding
1,040
New
20
Increased
152
Reduced
24
Closed
836

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$65.8M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$19.1M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.2M
4
IDU icon
iShares US Utilities ETF
IDU
+$6.38M
5
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$6.3M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.2M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$6.31M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.04M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.87M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Consumer Discretionary 4.76%
3 Financials 4.73%
4 Communication Services 3.52%
5 Healthcare 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USCR
1001
DELISTED
U S Concrete, Inc.
USCR
– –
-110
Closed -$2K
IPFF
1002
DELISTED
iShares International Preferred Stock ETF
IPFF
– –
-12,972
Closed -$136K
ALXN
1003
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-2
Closed –
WORK
1004
DELISTED
Slack Technologies, Inc.
WORK
– –
-250
Closed -$7K
CLGX
1005
DELISTED
Corelogic, Inc.
CLGX
– –
-60
Closed -$2K
PRSP
1006
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-7
Closed –
APHA
1007
DELISTED
Aphria Inc. Common Shares
APHA
– –
-1,430
Closed -$4K
VAR
1008
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-50
Closed -$5K
CXO
1009
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-3
Closed –
AIG.WS
1010
DELISTED
American International Group, Inc.
AIG.WS
– –
-10
Closed –
WPX
1011
DELISTED
WPX Energy, Inc.
WPX
– –
-100
Closed –
TIF
1012
DELISTED
Tiffany & Co.
TIF
– –
-50
Closed -$6K
HDS
1013
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-200
Closed -$6K
DNKN
1014
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-43
Closed -$2K
BITA
1015
DELISTED
Bitauto Holdings Limited
BITA
– –
-300
Closed -$3K
AXAS
1016
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-50
Closed –
NBL
1017
DELISTED
Noble Energy, Inc.
NBL
– –
-76
Closed –
LOGM
1018
DELISTED
LogMein, Inc.
LOGM
– –
-9
Closed -$1K
LVUS
1019
DELISTED
Hartford Multifactor Low Volatility US Equity ETF
LVUS
– –
-1,000
Closed -$24K
DNR
1020
DELISTED
Denbury Resources, Inc.
DNR
– –
-800
Closed –
CHK
1021
DELISTED
Chesapeake Energy Corporation
CHK
– –
-10
Closed –
LK
1022
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-500
Closed -$14K
TIVO
1023
DELISTED
Tivo Inc
TIVO
– –
-16
Closed –
UNT
1024
DELISTED
UNIT Corporation
UNT
– –
-100
Closed –
JCP
1025
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-10
Closed –
38 39 40
41
42

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, Golden State Wealth Management held 1,040 positions worth $312M, up 37% from $227M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Golden State Wealth Management deployed $55.8M of net new capital in Q2 2020, opening 20 new positions and adding to 152 existing holdings. Its largest new stake was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 6.9% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $31.9M trimmed.

  • Golden State Wealth Management's largest Q2 2020 buy was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.
  • Golden State Wealth Management added most to iShares Core S&P Mid-Cap ETF in Q2 2020, an estimated $65.8M increase.
  • Golden State Wealth Management's biggest Q2 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $31.9M.
  • Golden State Wealth Management fully exited iShares Core S&P 500 ETF in Q2 2020, selling an estimated $16.2M.
  • Golden State Wealth Management's ten largest holdings make up 53% of its $312M portfolio in Q2 2020.
  • Golden State Wealth Management opened 20 new positions and closed 836 in Q2 2020.
  • Golden State Wealth Management's portfolio value rose 37% quarter-over-quarter to $312M.

Based on Golden State Wealth Management's 13F filing for Q2 2020, filed 11 Aug 2020.