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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YOLO icon
1001
AdvisorShares Pure Cannabis ETF
YOLO
$30.2M
– –
-175
Closed -$3K
YUM icon
1002
Yum! Brands
YUM
$41.6B
– –
-53
Closed -$6K
YUMC icon
1003
Yum China
YUMC
$16.5B
– –
-53
Closed -$2K
Z icon
1004
Zillow
Z
$7.65B
– –
-830
Closed -$25K
ZBH icon
1005
Zimmer Biomet
ZBH
$18.8B
– –
-362
Closed -$48K
ZION icon
1006
Zions Bancorporation
ZION
$10.3B
– –
-51
Closed -$2K
ZS icon
1007
Zscaler
ZS
$26.3B
– –
-160
Closed -$8K
ZTS icon
1008
Zoetis
ZTS
$32.4B
– –
-424
Closed -$53K
AIVC
1009
Amplify Bloomberg AI Equal Weight ETF
AIVC
$119M
– –
-350
Closed -$13K
TBCH
1010
Turtle Beach Corp
TBCH
$249M
– –
-35
Closed –
XYZ
1011
Block Inc
XYZ
$47B
– –
-1,516
Closed -$94K
BSCO
1012
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
– –
-6,600
Closed -$141K
AY
1013
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-790
Closed -$19K
MRO
1014
DELISTED
Marathon Oil Corporation
MRO
– –
-302
Closed -$4K
TELL
1015
DELISTED
Tellurian Inc.
TELL
– –
-750
Closed -$6K
BIG
1016
DELISTED
Big Lots, Inc.
BIG
– –
-10,800
Closed -$265K
LSXMK
1017
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-72
Closed -$2K
LSXMA
1018
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-24
Closed -$1K
TWOU
1019
DELISTED
2U Inc
TWOU
– –
-3
Closed -$1K
ETRN
1020
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-5
Closed –
CACG
1021
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
– –
-4,150
Closed -$131K
CEM
1022
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-606
Closed -$34K
FIF
1023
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-300
Closed -$5K
PXD
1024
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-6
Closed -$1K
MDC
1025
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-30
Closed -$1K
39 40
41
42 43

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.