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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WWD icon
1001
Woodward
WWD
$22.3B
$2K ﹤0.01%
25
– –
XHR
1002
Xenia Hotels & Resorts
XHR
$1.9B
$2K ﹤0.01%
140
– –
YUMC icon
1003
Yum China
YUMC
$16.4B
$2K ﹤0.01%
53
– –
ZION icon
1004
Zions Bancorporation
ZION
$10.5B
$2K ﹤0.01%
50
– –
LSXMK
1005
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$2K ﹤0.01%
72
– –
TWOU
1006
DELISTED
2U Inc
TWOU
$2K ﹤0.01%
3
– –
PBCT
1007
DELISTED
People's United Financial Inc
PBCT
$2K ﹤0.01%
173
– –
MIE
1008
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$2K ﹤0.01%
221
– –
ZN
1009
DELISTED
Zion Oil & Gas, Inc.
ZN
$2K ﹤0.01%
6,228
+3,114
+100% +$1.69K
MCRN
1010
DELISTED
Milacron Holdings Corp.
MCRN
$2K ﹤0.01%
200
-7,800
-98% -$104K
ABBV icon
1011
CALL
AbbVie
ABBV
$438B
$1K ﹤0.01%
+7
New +$550
AVY icon
1012
Avery Dennison
AVY
$13.3B
$1K ﹤0.01%
17
– –
BF.B icon
1013
Brown-Forman Class B
BF.B
$13B
$1K ﹤0.01%
30
– –
BNED icon
1014
Barnes & Noble Education
BNED
$440M
$1K ﹤0.01%
3
– –
BSX icon
1015
Boston Scientific
BSX
$69.4B
$1K ﹤0.01%
36
-447
-93% -$17.2K
CHRW icon
1016
C.H. Robinson
CHRW
$18.3B
$1K ﹤0.01%
16
– –
CNQ icon
1017
Canadian Natural Resources
CNQ
$95.3B
$1K ﹤0.01%
129
– –
CVS icon
1018
CALL
CVS Health
CVS
$125B
$1K ﹤0.01%
+7
New +$377
EOG icon
1019
EOG Resources
EOG
$73.2B
$1K ﹤0.01%
15
– –
AGNT
1020
AGNT Inc
AGNT
$675M
$1K ﹤0.01%
200
– –
EZA icon
1021
iShares MSCI South Africa ETF
EZA
$571M
$1K ﹤0.01%
20
– –
FOXA icon
1022
Fox Class A
FOXA
$24.6B
$1K ﹤0.01%
30
– –
GNT
1023
GAMCO Natural Resources, Gold & Income Trust
GNT
$139M
$1K ﹤0.01%
310
– –
GS icon
1024
CALL
Goldman Sachs
GS
$316B
$1K ﹤0.01%
+2
New +$396
HUN icon
1025
Huntsman Corp
HUN
$1.8B
$1K ﹤0.01%
50
-78
-61% -$1.64K
39 40
41
42 43

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MIA
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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.