We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WWD icon
976
Woodward
WWD
$21.6B
– –
-25
Closed -$3K
WYNN icon
977
Wynn Resorts
WYNN
$10.5B
– –
-175
Closed -$19K
WY icon
978
Weyerhaeuser
WY
$18.3B
– –
-464
Closed -$13K
X
979
DELISTED
US Steel
X
– –
-80
Closed -$1K
XBI icon
980
State Street SPDR S&P Biotech ETF
XBI
$10.1B
– –
-335
Closed -$26K
XEL icon
981
Xcel Energy
XEL
$48.1B
– –
-550
Closed -$36K
XHB icon
982
State Street SPDR S&P Homebuilders ETF
XHB
$1.53B
– –
-198
Closed -$9K
XHR
983
Xenia Hotels & Resorts
XHR
$1.82B
– –
-140
Closed -$3K
XLE icon
984
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
– –
-3,726
Closed -$110K
XLC icon
985
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
– –
-3,650
Closed -$181K
XLF icon
986
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
– –
-93,425
Closed -$2.62M
XLI icon
987
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
– –
-2,505
Closed -$194K
XLK icon
988
State Street Technology Select Sector SPDR ETF
XLK
$122B
– –
-15,986
Closed -$644K
XLP icon
989
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-31,891
Closed -$1.96M
XLRE icon
990
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.56B
– –
-164
Closed -$6K
XLU icon
991
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
– –
-1,800
Closed -$58K
XLV icon
992
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
– –
-6,356
Closed -$573K
XLY icon
993
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
– –
-19,342
Closed -$1.17M
XMLV icon
994
Invesco S&P MidCap Low Volatility ETF
XMLV
$746M
– –
-270
Closed -$14K
XRAY icon
995
Dentsply Sirona
XRAY
$2.64B
– –
-200
Closed -$11K
XSLV icon
996
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
– –
-1,101
Closed -$54K
XSOE icon
997
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.07B
– –
-914
Closed -$25K
XSW icon
998
State Street SPDR S&P Software & Services ETF
XSW
$471M
– –
-2
Closed –
XTN icon
999
State Street SPDR S&P Transportation ETF
XTN
$395M
– –
-200
Closed -$12K
YCBD icon
1000
cbdMD
YCBD
$5.94M
– –
-2
Closed -$3K
38 39
40
41 42

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.