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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$460M
AUM Growth
+$6.25M
Cap. Flow
+$9.52M
Cap. Flow %
2.07%
Top 10 Hldgs %
36.12%
Holding
335
New
28
Increased
137
Reduced
109
Closed
28

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.7M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.02M
3
ASML icon
ASML
ASML
+$892K
4
MANH icon
Manhattan Associates
MANH
+$882K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$870K

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.77M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.08M
3
BABA icon
Alibaba
BABA
+$873K
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$635K
5
CSCO icon
Cisco
CSCO
+$596K

Sector Composition

Rank Sector Weight
1 Technology 8.63%
2 Consumer Discretionary 6.54%
3 Financials 5.17%
4 Industrials 4.96%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGU icon
76
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$1.09M 0.24%
11,071
+131
+1% +$13.3K
JMST icon
77
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$1.07M 0.23%
21,054
-12,430
-37% -$635K
CIBR icon
78
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
$1.07M 0.23%
21,996
+14,344
+187% +$709K
EEMA icon
79
iShares MSCI Emerging Markets Asia ETF
EEMA
$860M
$1.07M 0.23%
12,697
-251
-2% -$21.9K
QCOM icon
80
Qualcomm
QCOM
$176B
$1.06M 0.23%
8,223
-48
-0.6% -$6.81K
ISRG icon
81
Intuitive Surgical
ISRG
$134B
$1.05M 0.23%
3,171
+9
+0.3% +$3.02K
AOS icon
82
A.O. Smith
AOS
$8.7B
$1.05M 0.23%
17,195
+219
+1% +$15.3K
BA icon
83
Boeing
BA
$185B
$1.03M 0.23%
4,707
-187
-4% -$41.7K
TFI icon
84
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$1.03M 0.22%
20,031
+3,666
+22% +$191K
MA icon
85
Mastercard
MA
$493B
$1.03M 0.22%
2,950
+54
+2% +$19.6K
POOL icon
86
Pool Corp
POOL
$7.5B
$1.02M 0.22%
2,350
+196
+9% +$92.9K
NKE icon
87
Nike
NKE
$61.9B
$1.02M 0.22%
6,998
-1,194
-15% -$195K
TDG icon
88
TransDigm Group
TDG
$67.7B
$1.02M 0.22%
1,627
+961
+144% +$600K
UNH icon
89
UnitedHealth
UNH
$370B
$1.02M 0.22%
2,600
-81
-3% -$33.5K
EMXC icon
90
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.1B
$1.01M 0.22%
+16,628
New +$1.02M
CRM icon
91
Salesforce
CRM
$158B
$989K 0.22%
3,648
-1,176
-24% -$299K
AXON
92
Axon Enterprise
AXON
$46.4B
$988K 0.21%
5,647
+68
+1% +$12.4K
VZ icon
93
Verizon
VZ
$196B
$983K 0.21%
18,192
-405
-2% -$22.4K
FAD icon
94
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$976K 0.21%
8,252
-400
-5% -$48.2K
XLY icon
95
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$972K 0.21%
10,832
-616
-5% -$56K
EMQQ icon
96
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$278M
$971K 0.21%
19,585
+3,038
+18% +$163K
XLI icon
97
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$971K 0.21%
9,928
+888
+10% +$91.2K
JSML icon
98
Janus Henderson Small Cap Growth Alpha ETF
JSML
$379M
$969K 0.21%
14,908
+8,400
+129% +$568K
AFG icon
99
American Financial Group
AFG
$12.1B
$944K 0.21%
7,500
– –
FDN icon
100
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$912K 0.2%
3,867
+120
+3% +$29.3K
2 3
4
5 6

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DAM
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PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Golden State Wealth Management held 335 positions worth $460M, up 1.4% from $454M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management's Q3 2021 filing shows 28 new, 137 increased, 109 reduced and 28 closed positions. Its largest new stake was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M. The largest sale was KraneShares CSI China Internet ETF, an estimated $1.77M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2021 buy was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q3 2021, an estimated $1.7M increase.
  • Golden State Wealth Management's biggest Q3 2021 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $1.08M.
  • Golden State Wealth Management fully exited KraneShares CSI China Internet ETF in Q3 2021, selling an estimated $1.77M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $460M portfolio in Q3 2021.
  • Golden State Wealth Management opened 28 new positions and closed 28 in Q3 2021.
  • Golden State Wealth Management's portfolio value rose 1.4% quarter-over-quarter to $460M.

Based on Golden State Wealth Management's 13F filing for Q3 2021, filed 15 Nov 2021.