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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$41.8M
Cap. Flow
-$50.9M
Cap. Flow %
-16.78%
Top 10 Hldgs %
44.6%
Holding
248
New
11
Increased
52
Reduced
122
Closed
49

Top Buys

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.94M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.21M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$813K
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$774K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$685K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$6.69M
2
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.57M
3
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$3.3M
4
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.37M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 8.37%
2 Consumer Discretionary 5.88%
3 Financials 4.9%
4 Communication Services 4.07%
5 Healthcare 2.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
76
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$711K 0.23%
8,016
-431
-5% -$39.1K
CRM icon
77
Salesforce
CRM
$158B
$701K 0.23%
3,310
-967
-23% -$215K
WMT icon
78
Walmart Inc
WMT
$890B
$686K 0.23%
15,159
+189
+1% +$8.76K
GOVT icon
79
iShares US Treasury Bond ETF
GOVT
$43.6B
$684K 0.23%
26,150
-11,199
-30% -$299K
NFLX icon
80
Netflix
NFLX
$309B
$684K 0.23%
13,120
+1,970
+18% +$104K
VO icon
81
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$683K 0.23%
12,356
+1,824
+17% +$99K
SBUX icon
82
Starbucks
SBUX
$120B
$674K 0.22%
6,173
-797
-11% -$83.7K
USMV icon
83
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$673K 0.22%
9,728
-4,605
-32% -$311K
ROK icon
84
Rockwell Automation
ROK
$49B
$663K 0.22%
2,500
-131
-5% -$33.4K
AEP icon
85
American Electric Power
AEP
$68.4B
$608K 0.2%
7,181
-791
-10% -$63.8K
ADBE icon
86
Adobe
ADBE
$105B
$604K 0.2%
1,271
-318
-20% -$149K
MCD icon
87
McDonald's
MCD
$195B
$594K 0.2%
2,652
-621
-19% -$133K
T icon
88
AT&T
T
$163B
$594K 0.2%
26,006
-6,616
-20% -$146K
AMD icon
89
Advanced Micro Devices
AMD
$789B
$593K 0.2%
7,562
+14
+0.2% +$1.21K
JNJ icon
90
Johnson & Johnson
JNJ
$625B
$584K 0.19%
3,557
-3,126
-47% -$506K
AXP icon
91
American Express
AXP
$230B
$580K 0.19%
4,102
-439
-10% -$58K
PG icon
92
Procter & Gamble
PG
$339B
$575K 0.19%
4,250
-3,415
-45% -$446K
SPYM
93
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$575K 0.19%
12,348
+269
+2% +$12.2K
PDI icon
94
PIMCO Dynamic Income Fund
PDI
$7.42B
$572K 0.19%
20,355
+3,762
+23% +$102K
ABBV icon
95
AbbVie
ABBV
$435B
$554K 0.18%
5,125
-6,472
-56% -$692K
EEM icon
96
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$547K 0.18%
10,256
+34
+0.3% +$1.86K
EFG icon
97
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$525K 0.17%
5,225
-2,852
-35% -$290K
AVGO icon
98
Broadcom
AVGO
$2.04T
$524K 0.17%
11,300
-6,980
-38% -$323K
NOC icon
99
Northrop Grumman
NOC
$81.2B
$518K 0.17%
1,601
-978
-38% -$295K
IVZ icon
100
Invesco
IVZ
$13.9B
$517K 0.17%
20,500
-199
-1% -$4.46K
2 3
4
5 6

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KCM
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Golden State Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Golden State Wealth Management held 248 positions worth $303M, down 12% from $345M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Golden State Wealth Management withdrew a net $50.9M in Q1 2021, closing 49 positions and reducing 122 holdings. Its most notable exit was VictoryShares US 500 Volatility Wtd ETF, an estimated $3.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Industrial Select Sector SPDR ETF worth $422K.

  • Golden State Wealth Management's largest Q1 2021 buy was State Street Industrial Select Sector SPDR ETF: 4,295 shares worth $422K.
  • Golden State Wealth Management added most to State Street SPDR Portfolio Aggregate Bond ETF in Q1 2021, an estimated $1.94M increase.
  • Golden State Wealth Management's biggest Q1 2021 reduction was Apple, cutting an estimated $6.69M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q1 2021, selling an estimated $3.57M.
  • Golden State Wealth Management's ten largest holdings make up 45% of its $303M portfolio in Q1 2021.
  • Golden State Wealth Management opened 11 new positions and closed 49 in Q1 2021.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q1 2021, filed 14 May 2021.