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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+11.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$345M
AUM Growth
+$45.9M
Cap. Flow
+$14.1M
Cap. Flow %
4.09%
Top 10 Hldgs %
41.19%
Holding
456
New
31
Increased
143
Reduced
55
Closed
219

Top Buys

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$2.59M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.46M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.93M
4
GAB icon
Gabelli Equity Trust
GAB
+$1.9M
5
AMZN icon
Amazon
AMZN
+$1.86M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.07M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.25M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.19M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.02M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 11.02%
2 Consumer Discretionary 5.91%
3 Financials 5.03%
4 Communication Services 4.02%
5 Healthcare 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTUM icon
76
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
$918K 0.27%
5,694
+2,966
+109% +$454K
FXH icon
77
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$902K 0.26%
8,369
+2,379
+40% +$242K
VTV icon
78
Vanguard Morningstar Value ETF
VTV
$191B
$888K 0.26%
7,464
+880
+13% +$98.9K
IBB icon
79
iShares Biotechnology ETF
IBB
$9.77B
$874K 0.25%
5,772
+3,865
+203% +$552K
SDY icon
80
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$860K 0.25%
8,119
-10,075
-55% -$1.02M
PFE icon
81
Pfizer
PFE
$153B
$849K 0.25%
23,075
+6,837
+42% +$251K
MRK icon
82
Merck
MRK
$318B
$830K 0.24%
10,633
+4,021
+61% +$308K
EFG icon
83
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$815K 0.24%
8,077
+2,741
+51% +$259K
ROKU icon
84
Roku
ROKU
$22.7B
$810K 0.23%
2,439
+7
+0.3% +$1.84K
AVGO icon
85
Broadcom
AVGO
$2.04T
$800K 0.23%
18,280
+8,580
+88% +$334K
ADBE icon
86
Adobe
ADBE
$105B
$795K 0.23%
1,589
+505
+47% +$244K
NOC icon
87
Northrop Grumman
NOC
$81.2B
$786K 0.23%
2,579
-160
-6% -$49K
BIV icon
88
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$784K 0.23%
8,447
-429
-5% -$40K
FSKR
89
DELISTED
FS KKR Capital Corp. II
FSKR
$759K 0.22%
46,291
+9,977
+27% +$159K
RTX icon
90
RTX Corp
RTX
$301B
$750K 0.22%
10,484
+5,821
+125% +$383K
SBUX icon
91
Starbucks
SBUX
$120B
$746K 0.22%
6,970
+1,054
+18% +$101K
MA icon
92
Mastercard
MA
$493B
$744K 0.22%
2,085
+851
+69% +$283K
PZC
93
DELISTED
PIMCO California Municipal Income Fund III
PZC
$728K 0.21%
70,982
+803
+1% +$8.31K
VEA icon
94
Vanguard FTSE Developed Markets ETF
VEA
$236B
$724K 0.21%
15,344
+380
+3% +$16.7K
WMT icon
95
Walmart Inc
WMT
$890B
$719K 0.21%
14,970
+4,773
+47% +$232K
T icon
96
AT&T
T
$163B
$709K 0.21%
32,622
+5,599
+21% +$121K
MCD icon
97
McDonald's
MCD
$195B
$702K 0.2%
3,273
+496
+18% +$108K
AMD icon
98
Advanced Micro Devices
AMD
$789B
$692K 0.2%
7,548
+212
+3% +$18.3K
FEX icon
99
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$679K 0.2%
9,250
-693
-7% -$47.8K
XLV icon
100
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$669K 0.19%
5,897
+182
+3% +$19.9K
2 3
4
5 6

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DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Golden State Wealth Management held 456 positions worth $345M, up 15% from $299M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Golden State Wealth Management deployed $14.1M of net new capital in Q4 2020, opening 31 new positions and adding to 143 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 69,715 shares worth $2.82M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.5% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.07M trimmed.

  • Golden State Wealth Management's largest Q4 2020 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 69,715 shares worth $2.82M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q4 2020, an estimated $2.46M increase.
  • Golden State Wealth Management's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.07M.
  • Golden State Wealth Management fully exited iShares Core Dividend Growth ETF in Q4 2020, selling an estimated $1.02M.
  • Golden State Wealth Management's ten largest holdings make up 41% of its $345M portfolio in Q4 2020.
  • Golden State Wealth Management opened 31 new positions and closed 219 in Q4 2020.
  • Golden State Wealth Management's portfolio value rose 15% quarter-over-quarter to $345M.

Based on Golden State Wealth Management's 13F filing for Q4 2020, filed 28 Jan 2021.