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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEG icon
76
Aegon
AEG
$14B
– –
-525
Closed -$2K
AEP icon
77
American Electric Power
AEP
$68.7B
– –
-1,609
Closed -$151K
AFL icon
78
Aflac
AFL
$63.5B
– –
-200
Closed -$10K
AGZD icon
79
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
– –
-522
Closed -$12K
AIG icon
80
American International
AIG
$42.3B
– –
-13
Closed -$1K
AIVL icon
81
WisdomTree US AI Enhanced Value Fund
AIVL
$435M
– –
-100
Closed -$9K
AKAM icon
82
Akamai
AKAM
$18B
– –
-200
Closed -$18K
AL
83
DELISTED
Air Lease Corp
AL
– –
-142
Closed -$6K
ALC icon
84
Alcon
ALC
$34.3B
– –
-90
Closed -$5K
ALGN icon
85
Align Technology
ALGN
$12.4B
– –
-54
Closed -$10K
ALK icon
86
Alaska Air
ALK
$5.82B
– –
-50
Closed -$3K
ALL icon
87
Allstate
ALL
$67.8B
– –
-2,421
Closed -$263K
ALLE icon
88
Allegion
ALLE
$14.2B
– –
-227
Closed -$23K
AMAT icon
89
Applied Materials
AMAT
$429B
– –
-764
Closed -$38K
AMC icon
90
AMC Entertainment Holdings
AMC
$2.42B
– –
-25
Closed -$3K
AMCX icon
91
AMC Global Media
AMCX
$545M
– –
-1,250
Closed -$61K
AMD icon
92
Advanced Micro Devices
AMD
$793B
– –
-3,700
Closed -$107K
AMGN icon
93
Amgen
AMGN
$219B
– –
-1,708
Closed -$330K
AMLP icon
94
Alerian MLP ETF
AMLP
$12.8B
– –
-443
Closed -$20K
AMT icon
95
American Tower
AMT
$77.9B
– –
-225
Closed -$50K
AOA icon
96
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
– –
-139
Closed -$8K
AOM icon
97
iShares Core Moderate Allocation ETF
AOM
$1.77B
– –
-456
Closed -$18K
AON icon
98
Aon
AON
$76.2B
– –
-84
Closed -$16K
AOR icon
99
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
– –
-653
Closed -$30K
APA icon
100
APA Corp
APA
$12.5B
– –
-51
Closed -$1K
2 3
4
5 6

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MAM
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LCM
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KCM
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CF
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MIA
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Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.