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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
76
Nike
NKE
$61.9B
$832K 0.26%
9,914
– –
NVDA icon
77
NVIDIA
NVDA
$4.86T
$813K 0.26%
198,200
+41,960
+27% +$174K
MDY icon
78
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$812K 0.26%
2,290
-314
-12% -$110K
FAX
79
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$790K 0.25%
189,175
+107,006
+130% +$447K
IAGG icon
80
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$785K 0.25%
14,425
-17,745
-55% -$950K
EMB icon
81
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$779K 0.25%
6,883
-1,651
-19% -$182K
AVGO icon
82
Broadcom
AVGO
$1.85T
$775K 0.25%
26,920
+3,110
+13% +$90.6K
BRK.B icon
83
Berkshire Hathaway Class B
BRK.B
$1.1T
$768K 0.24%
3,607
-145
-4% -$30K
QCOM icon
84
Qualcomm
QCOM
$155B
$758K 0.24%
9,975
-2,321
-19% -$170K
BAC icon
85
Bank of America
BAC
$435B
$745K 0.24%
25,704
-1,590
-6% -$45.9K
BIV icon
86
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$740K 0.23%
8,565
+417
+5% +$35.2K
FNX icon
87
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$735K 0.23%
10,690
+29
+0.3% +$1.97K
VTV icon
88
Vanguard Morningstar Value ETF
VTV
$188B
$731K 0.23%
6,598
-80
-1% -$8.73K
DIS icon
89
Walt Disney
DIS
$167B
$725K 0.23%
5,193
+215
+4% +$28.5K
PZC
90
DELISTED
PIMCO California Municipal Income Fund III
PZC
$701K 0.22%
62,773
+688
+1% +$7.41K
RSP icon
91
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$687K 0.22%
6,380
– –
RITM icon
92
Rithm Capital
RITM
$5.52B
$684K 0.22%
44,490
+26,827
+152% +$437K
PYPL icon
93
PayPal
PYPL
$48.9B
$679K 0.22%
5,940
-921
-13% -$102K
ACWI icon
94
iShares MSCI ACWI ETF
ACWI
$32.5B
$678K 0.22%
9,208
+11
+0.1% +$802
SJNK icon
95
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$670K 0.21%
24,620
+1,284
+6% +$34.9K
FEX icon
96
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$663K 0.21%
10,830
-332
-3% -$20K
BABA icon
97
Alibaba
BABA
$293B
$654K 0.21%
3,862
+44
+1% +$7.59K
APO icon
98
Apollo Global Management
APO
$72.4B
$647K 0.21%
18,865
-70
-0.4% -$2.23K
STZ icon
99
Constellation Brands
STZ
$22.2B
$643K 0.2%
3,266
-5
-0.2% -$976
MS icon
100
Morgan Stanley
MS
$331B
$634K 0.2%
14,476
-125
-0.9% -$5.58K
2 3
4
5 6

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.