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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLK icon
951
Telkom Indonesia
TLK
$14.6B
$3K ﹤0.01%
112
– –
TM icon
952
Toyota
TM
$220B
$3K ﹤0.01%
29
– –
VTIP icon
953
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$3K ﹤0.01%
67
-1
-1% -$49
WTRG icon
954
Essential Utilities
WTRG
$11.2B
$3K ﹤0.01%
86
– –
NBEV
955
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$3K ﹤0.01%
650
-200
-24% -$1.02K
APHA
956
DELISTED
Aphria Inc. Common Shares
APHA
$3K ﹤0.01%
560
+130
+30% +$983
DNKN
957
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$3K ﹤0.01%
43
– –
BITA
958
DELISTED
Bitauto Holdings Limited
BITA
$3K ﹤0.01%
300
– –
LVUS
959
DELISTED
Hartford Multifactor Low Volatility US Equity ETF
LVUS
$3K ﹤0.01%
100
– –
GCAP
960
DELISTED
Gain Capital Holdings, Inc.
GCAP
$3K ﹤0.01%
833
+7
+0.8% +$34
GHII
961
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$3K ﹤0.01%
+140
New +$3.68K
BKS
962
DELISTED
Barnes & Noble
BKS
$3K ﹤0.01%
500
– –
BSCM
963
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$3K ﹤0.01%
181
– –
AEG icon
964
Aegon
AEG
$14B
$2K ﹤0.01%
546
-19
-3% -$81
AMC icon
965
AMC Entertainment Holdings
AMC
$2.38B
$2K ﹤0.01%
24
-147
-86% -$19.6K
BLOK icon
966
Amplify Blockchain Technology ETF
BLOK
$1.08B
$2K ﹤0.01%
160
– –
CAT icon
967
CALL
Caterpillar
CAT
$401B
$2K ﹤0.01%
+3
New +$396
CC icon
968
Chemours
CC
$2.19B
$2K ﹤0.01%
88
– –
HERZ
969
Herzfeld Credit Income Fund
HERZ
$31.7M
$2K ﹤0.01%
47
– –
CVE icon
970
Cenovus Energy
CVE
$51.1B
$2K ﹤0.01%
310
– –
D icon
971
Dominion Energy
D
$60B
$2K ﹤0.01%
28
-32
-53% -$2.44K
DAL icon
972
Delta Air Lines
DAL
$61.3B
$2K ﹤0.01%
50
-608
-92% -$34.1K
EFAX icon
973
State Street SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
EFAX
$514M
$2K ﹤0.01%
64
– –
ELAN icon
974
Elanco Animal Health
ELAN
$13.1B
$2K ﹤0.01%
63
– –
EWM icon
975
iShares MSCI Malaysia ETF
EWM
$328M
$2K ﹤0.01%
75
– –
37 38
39
40 41

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MAM
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LCM
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KCM
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MIA
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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.