We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRG icon
926
NRG Energy
NRG
$24.8B
$1K ﹤0.01%
+34
New +$1.17K
NUMG icon
927
Nuveen ESG Mid-Cap Growth ETF
NUMG
$367M
$1K ﹤0.01%
+22
New +$747
NVT icon
928
nVent Electric
NVT
$26.7B
$1K ﹤0.01%
+73
New +$1.7K
PAG icon
929
Penske Automotive Group
PAG
$14.2B
$1K ﹤0.01%
+38
New +$1.65K
PARAA
930
DELISTED
Paramount Global Class A
PARAA
$1K ﹤0.01%
+29
New +$950
RRR icon
931
Red Rock Resorts
RRR
$3.62B
$1K ﹤0.01%
+142
New +$2.82K
SBSW icon
932
Sibanye-Stillwater
SBSW
$7.53B
$1K ﹤0.01%
+118
New +$1.05K
SCHA icon
933
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1K ﹤0.01%
+96
New +$1.63K
SDS icon
934
ProShares UltraShort S&P500
SDS
$369M
$1K ﹤0.01%
+1
New +$680
SMLF icon
935
iShares US Small Cap Equity Factor ETF
SMLF
$4.3B
$1K ﹤0.01%
+46
New +$1.78K
SPCE icon
936
Virgin Galactic
SPCE
$398M
$1K ﹤0.01%
+3
New +$1.14K
SPY icon
937
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$1K ﹤0.01%
+10
New +$3.05K
SXC icon
938
SunCoke Energy
SXC
$797M
$1K ﹤0.01%
+318
New +$1.61K
SYY icon
939
Sysco
SYY
$40.3B
$1K ﹤0.01%
+20
New +$1.38K
TBT icon
940
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$305M
$1K ﹤0.01%
+91
New +$1.97K
TDC icon
941
Teradata
TDC
$2.55B
$1K ﹤0.01%
+41
New +$945
TMUS icon
942
T-Mobile US
TMUS
$190B
$1K ﹤0.01%
+6
New +$508
TRP icon
943
TC Energy
TRP
$65.9B
$1K ﹤0.01%
+14
New +$710
TRV icon
944
Travelers Companies
TRV
$80.2B
$1K ﹤0.01%
+14
New +$1.74K
URTH icon
945
iShares MSCI World ETF
URTH
$8.36B
$1K ﹤0.01%
+13
New +$1.2K
VIAV icon
946
Viavi Solutions
VIAV
$9.66B
$1K ﹤0.01%
+112
New +$1.52K
VOT icon
947
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$1K ﹤0.01%
+9
New +$1.37K
WBS icon
948
Webster Financial
WBS
$12.8B
$1K ﹤0.01%
+37
New +$1.5K
WCN
949
Waste Connections
WCN
$42B
$1K ﹤0.01%
+10
New +$940
X
950
DELISTED
US Steel
X
$1K ﹤0.01%
+80
New +$670
36 37
38
39 40

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.