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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CC icon
901
Chemours
CC
$2.37B
$1K ﹤0.01%
+88
New +$1.27K
CHRW icon
902
C.H. Robinson
CHRW
$17.5B
$1K ﹤0.01%
+16
New +$1.15K
CNQ icon
903
Canadian Natural Resources
CNQ
$93.8B
$1K ﹤0.01%
+129
New +$1.54K
CTRA
904
DELISTED
Coterra Energy
CTRA
$1K ﹤0.01%
+50
New +$791
HERZ
905
Herzfeld Credit Income Fund
HERZ
$31.6M
$1K ﹤0.01%
+47
New +$2.06K
CVE icon
906
Cenovus Energy
CVE
$52.1B
$1K ﹤0.01%
+310
New +$2.17K
CVM icon
907
CEL-SCI Corp
CVM
$30.1M
$1K ﹤0.01%
+3
New +$1.1K
EEMV icon
908
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$1K ﹤0.01%
+16
New +$863
ELAN icon
909
Elanco Animal Health
ELAN
$11.1B
$1K ﹤0.01%
+63
New +$1.73K
AGNT
910
AGNT Inc
AGNT
$734M
$1K ﹤0.01%
+200
New +$1.02K
EZA icon
911
iShares MSCI South Africa ETF
EZA
$578M
$1K ﹤0.01%
+20
New +$829
FANG icon
912
Diamondback Energy
FANG
$52.7B
$1K ﹤0.01%
+50
New +$3.15K
GNT
913
GAMCO Natural Resources, Gold & Income Trust
GNT
$144M
$1K ﹤0.01%
+310
New +$1.65K
IAG icon
914
IAMGOLD
IAG
$10.5B
$1K ﹤0.01%
+600
New +$1.74K
IAT icon
915
iShares US Regional Banks ETF
IAT
$678M
$1K ﹤0.01%
+22
New +$941
IJS icon
916
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$1K ﹤0.01%
+30
New +$2.08K
ILMN icon
917
Illumina
ILMN
$28.4B
$1K ﹤0.01%
+2
New +$559
INTF icon
918
iShares International Equity Factor ETF
INTF
$3.75B
$1K ﹤0.01%
+55
New +$1.35K
JWN
919
DELISTED
Nordstrom
JWN
$1K ﹤0.01%
+90
New +$3K
KGC icon
920
Kinross Gold
KGC
$32.8B
$1K ﹤0.01%
+359
New +$1.74K
MAS icon
921
Masco
MAS
$15.3B
$1K ﹤0.01%
+19
New +$830
MDU icon
922
MDU Resources
MDU
$4.32B
$1K ﹤0.01%
+145
New +$1.53K
MS icon
923
Morgan Stanley
MS
$340B
$1K ﹤0.01%
+41
New +$1.93K
NCV
924
Virtus Convertible & Income Fund
NCV
$390M
$1K ﹤0.01%
+47
New +$989
NI icon
925
NiSource
NI
$20.4B
$1K ﹤0.01%
+23
New +$636
35 36
37
38 39

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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.