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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGI
876
DELISTED
Triumph Group
TGI
$2K ﹤0.01%
+310
New +$5.66K
TLK icon
877
Telkom Indonesia
TLK
$14.9B
$2K ﹤0.01%
+112
New +$2.83K
UBS icon
878
UBS Group
UBS
$176B
$2K ﹤0.01%
+225
New +$2.59K
UL icon
879
Unilever
UL
$136B
$2K ﹤0.01%
+36
New +$2.26K
VOD icon
880
Vodafone
VOD
$37.4B
$2K ﹤0.01%
+147
New +$2.63K
VXRT
881
DELISTED
Vaxart
VXRT
$2K ﹤0.01%
+1,000
New +$1.27K
XAR icon
882
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.5B
$2K ﹤0.01%
+20
New +$2.06K
YUMC icon
883
Yum China
YUMC
$16.3B
$2K ﹤0.01%
+53
New +$2.36K
LSXMK
884
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$2K ﹤0.01%
+72
New +$2.41K
TWOU
885
DELISTED
2U Inc
TWOU
$2K ﹤0.01%
+3
New +$2.03K
PXD
886
DELISTED
Pioneer Natural Resource Co.
PXD
$2K ﹤0.01%
+24
New +$2.85K
ATNX
887
DELISTED
Athenex, Inc. Common Stock
ATNX
$2K ﹤0.01%
+15
New +$3.78K
USCR
888
DELISTED
U S Concrete, Inc.
USCR
$2K ﹤0.01%
+110
New +$3.38K
CLGX
889
DELISTED
Corelogic, Inc.
CLGX
$2K ﹤0.01%
+60
New +$2.66K
BMY.RT
890
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$2K ﹤0.01%
+436
New +$1.44K
DNKN
891
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$2K ﹤0.01%
+43
New +$2.98K
AA icon
892
Alcoa
AA
$13.2B
$1K ﹤0.01%
+124
New +$1.7K
AAOI icon
893
Applied Optoelectronics
AAOI
$11.5B
$1K ﹤0.01%
+195
New +$2.06K
ADI icon
894
Analog Devices
ADI
$190B
$1K ﹤0.01%
+9
New +$984
AEG icon
895
Aegon
AEG
$14.1B
$1K ﹤0.01%
+525
New +$1.75K
AG icon
896
First Majestic Silver
AG
$9.07B
$1K ﹤0.01%
+200
New +$1.79K
AGI icon
897
Alamos Gold
AGI
$13.9B
$1K ﹤0.01%
+280
New +$1.65K
ALGN icon
898
Align Technology
ALGN
$12.3B
$1K ﹤0.01%
+8
New +$1.92K
BHC icon
899
Bausch Health
BHC
$2.34B
$1K ﹤0.01%
+38
New +$916
BHF icon
900
Brighthouse Financial
BHF
$3.5B
$1K ﹤0.01%
+24
New +$849
34 35
36
37 38

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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.