We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESPO icon
851
VanEck Video Gaming and eSports ETF
ESPO
$258M
$2K ﹤0.01%
+50
New +$1.96K
ESS icon
852
Essex Property Trust
ESS
$18.5B
$2K ﹤0.01%
+10
New +$2.87K
ETG
853
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$2K ﹤0.01%
+200
New +$3.27K
EWA icon
854
iShares MSCI Australia ETF
EWA
$1.48B
$2K ﹤0.01%
+150
New +$3.07K
EWM icon
855
iShares MSCI Malaysia ETF
EWM
$332M
$2K ﹤0.01%
+75
New +$1.93K
EXPE icon
856
Expedia Group
EXPE
$37.3B
$2K ﹤0.01%
+33
New +$3.17K
GLO
857
Clough Global Opportunities Fund
GLO
$257M
$2K ﹤0.01%
+273
New +$2.48K
GLPI icon
858
Gaming and Leisure Properties
GLPI
$12.8B
$2K ﹤0.01%
+65
New +$2.66K
GLQ
859
Clough Global Equity Fund
GLQ
$158M
$2K ﹤0.01%
+200
New +$2.3K
HEDJ icon
860
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$2K ﹤0.01%
+78
New +$2.49K
HPE icon
861
Hewlett Packard
HPE
$70.5B
$2K ﹤0.01%
+173
New +$2.27K
IAI icon
862
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$2K ﹤0.01%
+44
New +$2.84K
BRSL
863
Brightstar Lottery PLC
BRSL
$2.03B
$2K ﹤0.01%
+300
New +$3.42K
KTB icon
864
Kontoor Brands
KTB
$4.26B
$2K ﹤0.01%
+83
New +$2.96K
KYN icon
865
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$2K ﹤0.01%
+500
New +$5.41K
LUMN icon
866
Lumen
LUMN
$6.44B
$2K ﹤0.01%
+264
New +$3.3K
MAT icon
867
Mattel
MAT
$4.23B
$2K ﹤0.01%
+200
New +$2.45K
MGA icon
868
Magna International
MGA
$18.8B
$2K ﹤0.01%
+61
New +$2.81K
NUAG icon
869
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.7M
$2K ﹤0.01%
+96
New +$2.39K
ADAM
870
Adamas Trust
ADAM
$883M
$2K ﹤0.01%
+313
New +$6.59K
PCM
871
PCM Fund
PCM
$70.1M
$2K ﹤0.01%
+200
New +$2.13K
PNR icon
872
Pentair
PNR
$11B
$2K ﹤0.01%
+73
New +$2.94K
ROP icon
873
Roper Technologies
ROP
$39.8B
$2K ﹤0.01%
+5
New +$1.77K
SRPT icon
874
Sarepta Therapeutics
SRPT
$1.77B
$2K ﹤0.01%
+25
New +$2.86K
TDOC icon
875
Teladoc Health
TDOC
$1.3B
$2K ﹤0.01%
+10
New +$1.16K
33 34
35
36 37

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.