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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHAL icon
851
U-Haul Holding Co
UHAL
$14.5B
$6K ﹤0.01%
170
– –
UNM icon
852
Unum
UNM
$14.1B
$6K ﹤0.01%
204
– –
URA icon
853
Global X Uranium ETF
URA
$5.94B
$6K ﹤0.01%
500
– –
WAB icon
854
Wabtec
WAB
$50B
$6K ﹤0.01%
90
+36
+67% +$2.55K
WEC icon
855
WEC Energy
WEC
$35.3B
$6K ﹤0.01%
78
– –
XLRE icon
856
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.64B
$6K ﹤0.01%
190
+2
+1% +$73
ASAP
857
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$6K ﹤0.01%
50
– –
GSS
858
DELISTED
Golden Star Resources Ltd.
GSS
$6K ﹤0.01%
1,600
– –
VER
859
DELISTED
VEREIT, Inc.
VER
$6K ﹤0.01%
149
– –
STI
860
DELISTED
SunTrust Banks, Inc.
STI
$6K ﹤0.01%
100
-305
-75% -$19.2K
FNSR
861
DELISTED
Finisar Corp
FNSR
$6K ﹤0.01%
300
– –
AL
862
DELISTED
Air Lease Corp
AL
$5K ﹤0.01%
142
– –
ALC icon
863
Alcon
ALC
$34.4B
$5K ﹤0.01%
+90
New +$5.28K
APD icon
864
Air Products & Chemicals
APD
$65.7B
$5K ﹤0.01%
24
– –
CG icon
865
Carlyle Group
CG
$17.9B
$5K ﹤0.01%
230
-5,697
-96% -$117K
DG icon
866
Dollar General
DG
$28B
$5K ﹤0.01%
40
-50
-56% -$6.32K
DSU icon
867
BlackRock Debt Strategies Fund
DSU
$593M
$5K ﹤0.01%
500
– –
DY icon
868
Dycom Industries
DY
$12.3B
$5K ﹤0.01%
100
– –
GLU
869
Gabelli Utility & Income Trust
GLU
$116M
$5K ﹤0.01%
300
– –
PPLI
870
People Inc
PPLI
$3.28B
$5K ﹤0.01%
+140
New +$5.59K
IP icon
871
International Paper
IP
$22.4B
$5K ﹤0.01%
126
-620
-83% -$26.3K
IXC icon
872
iShares Global Energy ETF
IXC
$2.75B
$5K ﹤0.01%
165
– –
IYG icon
873
iShares US Financial Services ETF
IYG
$2.22B
$5K ﹤0.01%
114
– –
IYZ icon
874
iShares US Telecommunications ETF
IYZ
$1.24B
$5K ﹤0.01%
200
– –
KBR icon
875
KBR
KBR
$4.58B
$5K ﹤0.01%
201
– –
33 34
35
36 37

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.