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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLRY icon
826
Tilray
TLRY
$622M
$3K ﹤0.01%
+38
New +$5.31K
TM icon
827
Toyota
TM
$225B
$3K ﹤0.01%
+29
New +$3.87K
UBX
828
DELISTED
Unity Biotechnology
UBX
$3K ﹤0.01%
+50
New +$3.15K
UNM icon
829
Unum
UNM
$14.3B
$3K ﹤0.01%
+204
New +$4.91K
VTIP icon
830
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$3K ﹤0.01%
+69
New +$3.39K
WAB icon
831
Wabtec
WAB
$49.3B
$3K ﹤0.01%
+58
New +$3.98K
WPM icon
832
Wheaton Precious Metals
WPM
$60.9B
$3K ﹤0.01%
+100
New +$2.89K
WYNN icon
833
Wynn Resorts
WYNN
$10.6B
$3K ﹤0.01%
+50
New +$5.6K
XHS icon
834
State Street SPDR S&P Health Care Services ETF
XHS
$208M
$3K ﹤0.01%
+55
New +$3.78K
FIF
835
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$3K ﹤0.01%
+300
New +$4.36K
ZNGA
836
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$3K ﹤0.01%
+500
New +$3.29K
BITA
837
DELISTED
Bitauto Holdings Limited
BITA
$3K ﹤0.01%
+300
New +$4.19K
GPM
838
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$3K ﹤0.01%
+600
New +$4.33K
ACB
839
Aurora Cannabis
ACB
$185M
$2K ﹤0.01%
+22
New +$3.93K
AIG icon
840
American International
AIG
$41.3B
$2K ﹤0.01%
+76
New +$3.26K
ALLE icon
841
Allegion
ALLE
$14.4B
$2K ﹤0.01%
+26
New +$3.11K
AVY icon
842
Avery Dennison
AVY
$13.4B
$2K ﹤0.01%
+17
New +$2.08K
BDX icon
843
Becton Dickinson
BDX
$48.2B
$2K ﹤0.01%
+10
New +$2.47K
BF.B icon
844
Brown-Forman Class B
BF.B
$13.1B
$2K ﹤0.01%
+30
New +$1.93K
BLOK icon
845
Amplify Blockchain Technology ETF
BLOK
$1.07B
$2K ﹤0.01%
+160
New +$2.88K
BUD icon
846
AB InBev
BUD
$165B
$2K ﹤0.01%
+50
New +$3.26K
CRL icon
847
Charles River Laboratories
CRL
$12.8B
$2K ﹤0.01%
+15
New +$2.25K
DKNG icon
848
DraftKings
DKNG
$11.9B
$2K ﹤0.01%
+150
New +$2.15K
DSI icon
849
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$2K ﹤0.01%
+42
New +$2.41K
EFAX icon
850
State Street SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
EFAX
$518M
$2K ﹤0.01%
+64
New +$2.13K
32 33
34
35 36

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DAM
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PHS
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MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
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DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.