We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWKS icon
826
Skyworks Solutions
SWKS
$10.2B
– –
-2,575
Closed -$204K
SXC icon
827
SunCoke Energy
SXC
$800M
– –
-318
Closed -$2K
SYF icon
828
Synchrony
SYF
$25.5B
– –
-102
Closed -$3K
SYLD icon
829
Cambria Shareholder Yield ETF
SYLD
$1.01B
– –
-122
Closed -$4K
SYK icon
830
Stryker
SYK
$129B
– –
-50
Closed -$11K
SYY icon
831
Sysco
SYY
$39.9B
– –
-160
Closed -$13K
TAK icon
832
Takeda Pharmaceutical
TAK
$55.9B
– –
-377
Closed -$6K
TAN icon
833
Invesco Solar ETF
TAN
$1.49B
– –
-15,295
Closed -$449K
TAP icon
834
Molson Coors Class B
TAP
$7.92B
– –
-48
Closed -$3K
TBT icon
835
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$311M
– –
-91
Closed -$2K
TCBK icon
836
TriCo Bancshares
TCBK
$1.83B
– –
-1,321
Closed -$48K
TDC icon
837
Teradata
TDC
$2.52B
– –
-41
Closed -$1K
TEL icon
838
TE Connectivity
TEL
$62.4B
– –
-372
Closed -$35K
TER icon
839
Teradyne
TER
$61B
– –
-1,691
Closed -$98K
TFLO icon
840
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
– –
-200
Closed -$10K
TGI
841
DELISTED
Triumph Group
TGI
– –
-310
Closed -$7K
TGT icon
842
Target
TGT
$66.4B
– –
-1,734
Closed -$185K
THQ
843
abrdn Healthcare Opportunities Fund
THQ
$794M
– –
-2,829
Closed -$49K
THW
844
abrdn World Healthcare Fund
THW
$548M
– –
-1,746
Closed -$23K
TJX icon
845
TJX Companies
TJX
$177B
– –
-1,264
Closed -$70K
TLK icon
846
Telkom Indonesia
TLK
$14.8B
– –
-112
Closed -$3K
TLRY icon
847
Tilray
TLRY
$620M
– –
-26
Closed -$6K
TLT icon
848
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-1,136
Closed -$163K
TM icon
849
Toyota
TM
$224B
– –
-29
Closed -$4K
TMO icon
850
Thermo Fisher Scientific
TMO
$216B
– –
-904
Closed -$263K
32 33
34
35 36

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.