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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LM
826
DELISTED
Legg Mason, Inc.
LM
$7K ﹤0.01%
189
+2
+1% +$69
IBKC
827
DELISTED
IBERIABANK Corp
IBKC
$7K ﹤0.01%
104
-99
-49% -$7.52K
CZR
828
DELISTED
Caesars Entertainment Corporation
CZR
$7K ﹤0.01%
600
– –
BF.A icon
829
Brown-Forman Class A
BF.A
$13.2B
$6K ﹤0.01%
120
– –
BKLN icon
830
Invesco Senior Loan ETF
BKLN
$6.8B
$6K ﹤0.01%
265
– –
COPX icon
831
Global X Copper Miners ETF NEW
COPX
$8.04B
$6K ﹤0.01%
310
– –
CRON
832
Cronos Group
CRON
$1.02B
$6K ﹤0.01%
400
– –
GOF icon
833
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
$6K ﹤0.01%
300
– –
HCA icon
834
HCA Healthcare
HCA
$88.7B
$6K ﹤0.01%
48
-44
-48% -$5.56K
HIMX
835
Himax Technologies
HIMX
$2.33B
$6K ﹤0.01%
2,000
– –
IBUY icon
836
Amplify Online Retail ETF
IBUY
$111M
$6K ﹤0.01%
140
-7
-5% -$342
IVZ icon
837
Invesco
IVZ
$14.1B
$6K ﹤0.01%
310
– –
JPM icon
838
CALL
JPMorgan Chase
JPM
$955B
$6K ﹤0.01%
+13
New +$1.43K
KPRX icon
839
Kiora Pharmaceuticals
KPRX
$11.3M
$6K ﹤0.01%
5
– –
MHK icon
840
Mohawk Industries
MHK
$9.19B
$6K ﹤0.01%
45
– –
NWL icon
841
Newell Brands
NWL
$2.63B
$6K ﹤0.01%
443
+79
+22% +$1.18K
PBE icon
842
Invesco Biotechnology & Genome ETF
PBE
$289M
$6K ﹤0.01%
120
– –
QYLD icon
843
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$6K ﹤0.01%
273
+4
+1% +$91
ROUS icon
844
Hartford Multifactor US Equity ETF
ROUS
$715M
$6K ﹤0.01%
200
– –
RSPT icon
845
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.8B
$6K ﹤0.01%
350
– –
SKM icon
846
SK Telecom
SKM
$13.4B
$6K ﹤0.01%
171
– –
SRLN icon
847
State Street Blackstone Senior Loan ETF
SRLN
$5.33B
$6K ﹤0.01%
141
-158
-53% -$7.33K
SYF icon
848
Synchrony
SYF
$25.8B
$6K ﹤0.01%
200
-400
-67% -$13.6K
TAK icon
849
Takeda Pharmaceutical
TAK
$53.4B
$6K ﹤0.01%
377
– –
TCBI icon
850
Texas Capital Bancshares
TCBI
$4.35B
$6K ﹤0.01%
100
– –
32 33
34
35 36

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.