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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZR
801
DELISTED
Caesars Entertainment Corporation
CZR
$4K ﹤0.01%
+600
New +$7.05K
AAP icon
802
Advance Auto Parts
AAP
$3.49B
$3K ﹤0.01%
+31
New +$4.01K
ALT icon
803
Altimmune
ALT
$599M
$3K ﹤0.01%
+975
New +$2.24K
ARKQ icon
804
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$3K ﹤0.01%
+100
New +$3.75K
BBCA icon
805
JPMorgan BetaBuilders Canada ETF
BBCA
$11.3B
$3K ﹤0.01%
+70
New +$3.35K
CFR icon
806
Cullen/Frost Bankers
CFR
$10.2B
$3K ﹤0.01%
+48
New +$3.91K
CHTR icon
807
Charter Communications
CHTR
$18.2B
$3K ﹤0.01%
+8
New +$3.91K
CMS icon
808
CMS Energy
CMS
$22.3B
$3K ﹤0.01%
+51
New +$3.26K
FAF icon
809
First American
FAF
$7.58B
$3K ﹤0.01%
+60
New +$3.43K
FXL icon
810
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$3K ﹤0.01%
+50
New +$3.48K
GDX icon
811
VanEck Gold Miners ETF
GDX
$27.4B
$3K ﹤0.01%
+132
New +$3.61K
HSBC icon
812
HSBC
HSBC
$356B
$3K ﹤0.01%
+104
New +$3.61K
INSG icon
813
Inseego
INSG
$90.5M
$3K ﹤0.01%
+50
New +$3.61K
K
814
DELISTED
Kellanova
K
$3K ﹤0.01%
+53
New +$3.25K
KBE icon
815
State Street SPDR S&P Bank ETF
KBE
$1.71B
$3K ﹤0.01%
+100
New +$4K
LNC icon
816
Lincoln National
LNC
$8.81B
$3K ﹤0.01%
+105
New +$4.98K
NOK icon
817
Nokia
NOK
$52.3B
$3K ﹤0.01%
+1,003
New +$3.73K
PINS icon
818
Pinterest
PINS
$13.4B
$3K ﹤0.01%
+175
New +$3.41K
PWR icon
819
Quanta Services
PWR
$101B
$3K ﹤0.01%
+100
New +$3.72K
QTEC icon
820
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$3K ﹤0.01%
+30
New +$2.91K
RDFN
821
DELISTED
Redfin
RDFN
$3K ﹤0.01%
+163
New +$3.8K
RLY icon
822
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$3K ﹤0.01%
+147
New +$3.39K
SAGE
823
DELISTED
Sage Therapeutics
SAGE
$3K ﹤0.01%
+95
New +$5.5K
SCHP icon
824
Schwab US TIPS ETF
SCHP
$16.2B
$3K ﹤0.01%
+118
New +$3.38K
SPLB icon
825
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$3K ﹤0.01%
+90
New +$2.71K
31 32
33
34 35

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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.