We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPMD icon
801
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.6B
– –
-929
Closed -$31K
SPOT icon
802
Spotify
SPOT
$97.7B
– –
-30
Closed -$3K
SPSB icon
803
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
– –
-1,191
Closed -$37K
SPSM icon
804
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.3B
– –
-4,242
Closed -$127K
SPTL icon
805
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
– –
-817
Closed -$34K
SPTS icon
806
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
– –
-2,575
Closed -$77K
SPYD icon
807
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.71B
– –
-27,474
Closed -$1.04M
SPYG icon
808
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.1B
– –
-460
Closed -$18K
SPYV icon
809
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
– –
-1,014
Closed -$32K
SPYX icon
810
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.83B
– –
-14,949
Closed -$362K
SR icon
811
Spire
SR
$4.78B
– –
-200
Closed -$17K
SRE icon
812
Sempra
SRE
$55.1B
– –
-6,674
Closed -$493K
SRLN icon
813
State Street Blackstone Senior Loan ETF
SRLN
$5.33B
– –
-144
Closed -$7K
SRPT icon
814
Sarepta Therapeutics
SRPT
$1.77B
– –
-25
Closed -$2K
SSBI icon
815
Summit State Bank
SSBI
$90.1M
– –
-934
Closed -$10K
STEW
816
SRH Total Return Fund
STEW
$1.81B
– –
-25
Closed –
STLD icon
817
Steel Dynamics
STLD
$37.5B
– –
-423
Closed -$13K
STM icon
818
STMicroelectronics
STM
$47.5B
– –
-1,775
Closed -$34K
STT icon
819
State Street
STT
$50.8B
– –
-90
Closed -$5K
STWD icon
820
Starwood Property Trust
STWD
$5.9B
– –
-4,300
Closed -$104K
STZ icon
821
Constellation Brands
STZ
$22.6B
– –
-2,653
Closed -$550K
SU icon
822
Suncor Energy
SU
$71.8B
– –
-810
Closed -$26K
SUSC icon
823
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
– –
-4,420
Closed -$116K
SVC
824
Service Properties Trust
SVC
$1.09B
– –
-614
Closed -$79K
SWK icon
825
Stanley Black & Decker
SWK
$15.3B
– –
-262
Closed -$38K
31 32
33
34 35

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.