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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOA icon
801
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$7K ﹤0.01%
139
– –
ARDC
802
Are Dynamic Credit Allocation Fund
ARDC
$298M
$7K ﹤0.01%
505
+404
+400% +$6.1K
ASML icon
803
ASML
ASML
$645B
$7K ﹤0.01%
36
– –
ASYS icon
804
Amtech Systems
ASYS
$280M
$7K ﹤0.01%
1,400
– –
BOOT icon
805
Boot Barn
BOOT
$4.88B
$7K ﹤0.01%
200
– –
CMG icon
806
Chipotle Mexican Grill
CMG
$43.7B
$7K ﹤0.01%
500
– –
CMI icon
807
Cummins
CMI
$89.7B
$7K ﹤0.01%
42
– –
ECL icon
808
Ecolab
ECL
$80.3B
$7K ﹤0.01%
37
– –
FIW icon
809
First Trust Water ETF
FIW
$1.94B
$7K ﹤0.01%
141
– –
HSY icon
810
Hershey
HSY
$36.1B
$7K ﹤0.01%
56
– –
ISHG icon
811
iShares 1-3 Year International Treasury Bond ETF
ISHG
$830M
$7K ﹤0.01%
96
– –
J icon
812
Jacobs Solutions
J
$17.1B
$7K ﹤0.01%
109
– –
KYN icon
813
Kayne Anderson Energy Infrastructure Fund
KYN
$2.38B
$7K ﹤0.01%
500
– –
LOCO icon
814
El Pollo Loco
LOCO
$517M
$7K ﹤0.01%
700
– –
MOO icon
815
VanEck Agribusiness ETF
MOO
$971M
$7K ﹤0.01%
105
– –
NTRS icon
816
Northern Trust
NTRS
$33.7B
$7K ﹤0.01%
79
– –
ADAM
817
Adamas Trust
ADAM
$848M
$7K ﹤0.01%
313
– –
PSA icon
818
Public Storage
PSA
$61.1B
$7K ﹤0.01%
31
– –
SNAP icon
819
Snap
SNAP
$8.97B
$7K ﹤0.01%
500
– –
SNPS icon
820
Synopsys
SNPS
$76.7B
$7K ﹤0.01%
60
– –
SPMD icon
821
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.7B
$7K ﹤0.01%
226
– –
TGI
822
DELISTED
Triumph Group
TGI
$7K ﹤0.01%
310
– –
TLRY icon
823
Tilray
TLRY
$602M
$7K ﹤0.01%
16
– –
YCBD icon
824
cbdMD
YCBD
$6.19M
$7K ﹤0.01%
3
– –
YTRA icon
825
Yatra Online
YTRA
$52.6M
$7K ﹤0.01%
+2,000
New +$8.8K
31 32
33
34 35

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.