We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIG icon
776
Hartford Financial Services
HIG
$39.3B
$4K ﹤0.01%
+117
New +$6.1K
IWC icon
777
iShares Micro-Cap ETF
IWC
$1.5B
$4K ﹤0.01%
+59
New +$5.21K
IXC icon
778
iShares Global Energy ETF
IXC
$2.62B
$4K ﹤0.01%
+250
New +$6.24K
IYG icon
779
iShares US Financial Services ETF
IYG
$2.2B
$4K ﹤0.01%
+114
New +$5.2K
MRSH
780
Marsh
MRSH
$91.5B
$4K ﹤0.01%
+46
New +$4.9K
MUFG icon
781
Mitsubishi UFJ Financial
MUFG
$254B
$4K ﹤0.01%
+1,000
New +$4.77K
NTCT icon
782
NETSCOUT
NTCT
$2.79B
$4K ﹤0.01%
+160
New +$4.06K
NTR icon
783
Nutrien
NTR
$30.7B
$4K ﹤0.01%
+127
New +$5.08K
PBJ icon
784
Invesco Food & Beverage ETF
PBJ
$107M
$4K ﹤0.01%
+150
New +$4.75K
QQQX icon
785
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$4K ﹤0.01%
+210
New +$4.72K
REM icon
786
iShares Mortgage Real Estate ETF
REM
$543M
$4K ﹤0.01%
+202
New +$8.12K
SAM icon
787
Boston Beer
SAM
$1.92B
$4K ﹤0.01%
+10
New +$3.71K
SCHM icon
788
Schwab US Mid-Cap ETF
SCHM
$15.1B
$4K ﹤0.01%
+279
New +$5.11K
SDOG icon
789
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$4K ﹤0.01%
+120
New +$5K
TSM icon
790
TSMC
TSM
$2.18T
$4K ﹤0.01%
+90
New +$4.92K
USRT icon
791
iShares Core US REIT ETF
USRT
$4.64B
$4K ﹤0.01%
+89
New +$4.54K
WEC icon
792
WEC Energy
WEC
$35.1B
$4K ﹤0.01%
+46
New +$4.42K
WMB icon
793
Williams Companies
WMB
$86.1B
$4K ﹤0.01%
+300
New +$5.81K
WTRG icon
794
Essential Utilities
WTRG
$11.4B
$4K ﹤0.01%
+86
New +$4.06K
XLRE icon
795
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.65B
$4K ﹤0.01%
+139
New +$5.19K
XMLV icon
796
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$4K ﹤0.01%
+90
New +$4.47K
XMMO icon
797
Invesco S&P MidCap Momentum ETF
XMMO
$7.56B
$4K ﹤0.01%
+77
New +$4.49K
YUM icon
798
Yum! Brands
YUM
$41.1B
$4K ﹤0.01%
+53
New +$4.95K
GSS
799
DELISTED
Golden Star Resources Ltd.
GSS
$4K ﹤0.01%
+1,600
New +$4.62K
APHA
800
DELISTED
Aphria Inc. Common Shares
APHA
$4K ﹤0.01%
+1,430
New +$5.71K
30 31
32
33 34

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.