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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
776
CALL
SLB Ltd
SLB
$76.1B
– –
-9
Closed -$1K
SLB icon
777
SLB Ltd
SLB
$76.1B
– –
-1,147
Closed -$39K
SLV icon
778
iShares Silver Trust
SLV
$30.7B
– –
-1,870
Closed -$30K
SMG icon
779
ScottsMiracle-Gro
SMG
$3.72B
– –
-2,975
Closed -$303K
SMH icon
780
VanEck Semiconductor ETF
SMH
$73B
– –
-760
Closed -$45K
SMLF icon
781
iShares US Small Cap Equity Factor ETF
SMLF
$4.26B
– –
-46
Closed -$2K
SNAP icon
782
Snap
SNAP
$8.9B
– –
-1,150
Closed -$18K
SNPS icon
783
Synopsys
SNPS
$79B
– –
-60
Closed -$8K
SNT
784
Senstar Technologies
SNT
$41.5M
– –
-50
Closed –
SNY icon
785
Sanofi
SNY
$104B
– –
-470
Closed -$22K
SO icon
786
Southern Company
SO
$107B
– –
-1,263
Closed -$78K
SONY icon
787
Sony
SONY
$137B
– –
-1,740
Closed -$21K
SOXX icon
788
iShares Semiconductor ETF
SOXX
$48.6B
– –
-2,103
Closed -$148K
SOYB icon
789
Teucrium Soybean Fund
SOYB
$60.9M
– –
-3,500
Closed -$54K
SPAB icon
790
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
– –
-18,321
Closed -$543K
SPDW icon
791
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
– –
-8,262
Closed -$243K
SPEM icon
792
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
– –
-2,916
Closed -$100K
SPG icon
793
Simon Property Group
SPG
$72.3B
– –
-169
Closed -$26K
SPH icon
794
Suburban Propane Partners
SPH
$1.19B
– –
-1,000
Closed -$24K
SPHD icon
795
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
– –
-21,906
Closed -$934K
SPIP icon
796
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
– –
-4,278
Closed -$122K
SPIB icon
797
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-2,235
Closed -$79K
SPLB icon
798
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.17B
– –
-90
Closed -$3K
SPYM
799
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
– –
-13,892
Closed -$484K
SPLV icon
800
Invesco S&P 500 Low Volatility ETF
SPLV
$7.23B
– –
-692
Closed -$40K
30 31
32
33 34

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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.