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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
751
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
– –
-10
Closed –
SCHF icon
752
Schwab International Equity ETF
SCHF
$68.7B
– –
-18,144
Closed -$289K
SCHH icon
753
Schwab US REIT ETF
SCHH
$11.4B
– –
-476
Closed -$11K
SCHM icon
754
Schwab US Mid-Cap ETF
SCHM
$15.1B
– –
-279
Closed -$5K
SCHO icon
755
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
– –
-1,000
Closed -$25K
SCHP icon
756
Schwab US TIPS ETF
SCHP
$16.3B
– –
-140
Closed -$4K
SCHR
757
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
– –
-20
Closed -$1K
SCHW
758
Charles Schwab
SCHW
$187B
– –
-1,069
Closed -$45K
SCZ icon
759
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.8B
– –
-444
Closed -$25K
SDIV icon
760
Global X SuperDividend ETF
SDIV
$1.21B
– –
-1,283
Closed -$65K
SDOG icon
761
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
– –
-31,434
Closed -$1.38M
SDS icon
762
ProShares UltraShort S&P500
SDS
$390M
– –
-1
Closed -$1K
SDY icon
763
State Street SPDR S&P Dividend ETF
SDY
$23.9B
– –
-22,128
Closed -$2.27M
SEDG icon
764
SolarEdge
SEDG
$1.96B
– –
-1,001
Closed -$84K
SEVN
765
Seven Hills Realty Trust
SEVN
$175M
– –
-982
Closed -$20K
SH icon
766
ProShares Short S&P500
SH
$897M
– –
-650
Closed -$68K
SHOO icon
767
Steven Madden
SHOO
$3.56B
– –
-7
Closed –
SHOP icon
768
Shopify
SHOP
$195B
– –
-7,150
Closed -$223K
SHY icon
769
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
– –
-345
Closed -$29K
SHYG icon
770
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
– –
-810
Closed -$38K
SIRI icon
771
SiriusXM
SIRI
$9.99B
– –
-104
Closed -$6K
SJM icon
772
J.M. Smucker
SJM
$12.9B
– –
-100
Closed -$11K
SJNK icon
773
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
– –
-24,620
Closed -$665K
SKM icon
774
SK Telecom
SKM
$13.2B
– –
-171
Closed -$6K
SKYY icon
775
First Trust Cloud Computing ETF
SKYY
$3.12B
– –
-1,300
Closed -$73K
29 30
31
32 33

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PWA
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Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.