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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE icon
751
Sea Limited
SE
$70.4B
$10K ﹤0.01%
330
– –
SYK icon
752
Stryker
SYK
$129B
$10K ﹤0.01%
50
– –
TFLO icon
753
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
$10K ﹤0.01%
200
– –
TNL icon
754
Travel + Leisure Co
TNL
$4.77B
$10K ﹤0.01%
250
– –
VOD icon
755
Vodafone
VOD
$35.4B
$10K ﹤0.01%
661
+11
+2% +$189
WHR icon
756
Whirlpool
WHR
$2.95B
$10K ﹤0.01%
72
– –
TBCH
757
Turtle Beach Corp
TBCH
$276M
$10K ﹤0.01%
935
-200
-18% -$2.12K
IPOA.U
758
DELISTED
Social Capital Hedosophia Holdings Corp.
IPOA.U
$10K ﹤0.01%
1,000
– –
BBL
759
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$10K ﹤0.01%
199
– –
ACWX icon
760
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
$9K ﹤0.01%
194
– –
ADI icon
761
Analog Devices
ADI
$184B
$9K ﹤0.01%
80
– –
ARKW icon
762
ARK Web x.0 ETF
ARKW
$1.73B
$9K ﹤0.01%
178
– –
BFH icon
763
Bread Financial
BFH
$4.54B
$9K ﹤0.01%
88
– –
BOX icon
764
Box
BOX
$4.43B
$9K ﹤0.01%
550
– –
CRNT icon
765
Ceragon Networks
CRNT
$203M
$9K ﹤0.01%
3,250
– –
DLS icon
766
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$9K ﹤0.01%
150
– –
ETV
767
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$9K ﹤0.01%
+647
New +$9.61K
GRPM icon
768
Invesco S&P MidCap 400 GARP ETF
GRPM
$499M
$9K ﹤0.01%
144
– –
HACK icon
769
Amplify Cybersecurity ETF
HACK
$2.88B
$9K ﹤0.01%
250
– –
IMCB icon
770
iShares Morningstar Mid-Cap ETF
IMCB
$1.69B
$9K ﹤0.01%
200
– –
LADR
771
Ladder Capital
LADR
$1.2B
$9K ﹤0.01%
592
+92
+18% +$1.53K
LEG icon
772
Leggett & Platt
LEG
$1.4B
$9K ﹤0.01%
246
-45
-15% -$1.77K
MLM icon
773
Martin Marietta Materials
MLM
$33.2B
$9K ﹤0.01%
41
– –
NKX icon
774
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$9K ﹤0.01%
656
– –
PNC icon
775
PNC Financial Services
PNC
$102B
$9K ﹤0.01%
66
– –
29 30
31
32 33

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.