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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBL
726
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$6K ﹤0.01%
+202
New +$7.96K
APD icon
727
Air Products & Chemicals
APD
$67.6B
$5K ﹤0.01%
+24
New +$5.47K
ARKW icon
728
ARK Web x.0 ETF
ARKW
$1.75B
$5K ﹤0.01%
+88
New +$5.36K
ATRO icon
729
Astronics
ATRO
$3.84B
$5K ﹤0.01%
+686
New +$12.3K
BKLN icon
730
Invesco Senior Loan ETF
BKLN
$6.74B
$5K ﹤0.01%
+265
New +$5.77K
DE icon
731
Deere & Co
DE
$168B
$5K ﹤0.01%
+35
New +$5.54K
FXD icon
732
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$5K ﹤0.01%
+200
New +$7.91K
GEN icon
733
Gen Digital
GEN
$17.5B
$5K ﹤0.01%
+287
New +$6.21K
GNSS icon
734
Genasys
GNSS
$79.2M
$5K ﹤0.01%
+1,380
New +$4.41K
GOF icon
735
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$5K ﹤0.01%
+300
New +$5.26K
HUM icon
736
Humana
HUM
$46.2B
$5K ﹤0.01%
+15
New +$5.06K
IEV icon
737
iShares Europe ETF
IEV
$1.7B
$5K ﹤0.01%
+130
New +$5.53K
INMD icon
738
InMode
INMD
$880M
$5K ﹤0.01%
+500
New +$8.84K
IR icon
739
Ingersoll Rand
IR
$33.7B
$5K ﹤0.01%
+189
New +$6K
IYY icon
740
iShares Dow Jones US ETF
IYY
$3.07B
$5K ﹤0.01%
+72
New +$5.44K
J icon
741
Jacobs Solutions
J
$17B
$5K ﹤0.01%
+69
New +$5.19K
JBHT icon
742
JB Hunt Transport Services
JBHT
$25.2B
$5K ﹤0.01%
+54
New +$5.62K
JNK icon
743
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$5K ﹤0.01%
+49
New +$5.14K
MOO icon
744
VanEck Agribusiness ETF
MOO
$973M
$5K ﹤0.01%
+105
New +$6.44K
MTB icon
745
M&T Bank
MTB
$36.2B
$5K ﹤0.01%
+47
New +$6.92K
NBIX icon
746
Neurocrine Biosciences
NBIX
$16.6B
$5K ﹤0.01%
+54
New +$5.29K
OXY icon
747
Occidental Petroleum
OXY
$55.9B
$5K ﹤0.01%
+437
New +$14.4K
PVH icon
748
PVH
PVH
$4.04B
$5K ﹤0.01%
+120
New +$9.17K
RWT
749
Redwood Trust
RWT
$594M
$5K ﹤0.01%
+1,058
New +$15.7K
SIRI icon
750
SiriusXM
SIRI
$10.1B
$5K ﹤0.01%
+100
New +$6.54K
28 29
30
31 32

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.