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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
726
Regions Financial
RF
$26.9B
– –
-309
Closed -$5K
RGLD icon
727
Royal Gold
RGLD
$19.4B
– –
-150
Closed -$18K
RIG icon
728
Transocean
RIG
$5.9B
– –
-52
Closed –
RIO icon
729
Rio Tinto
RIO
$165B
– –
-200
Closed -$10K
RITM icon
730
Rithm Capital
RITM
$5.73B
– –
-24,311
Closed -$381K
RLY icon
731
State Street Multi-Asset Real Return ETF
RLY
$1.28B
– –
-68
Closed -$2K
RNP icon
732
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
– –
-6
Closed –
ROBO icon
733
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
– –
-1,005
Closed -$39K
RODM icon
734
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
– –
-146,625
Closed -$4.09M
ROK icon
735
Rockwell Automation
ROK
$49.2B
– –
-2,600
Closed -$428K
ROKU icon
736
Roku
ROKU
$22.6B
– –
-1,214
Closed -$124K
ROSC icon
737
Hartford Multifactor Small Cap ETF
ROSC
$62.2M
– –
-1,780
Closed -$51K
ROUS icon
738
Hartford Multifactor US Equity ETF
ROUS
$716M
– –
-701
Closed -$23K
RQI icon
739
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
– –
-2,092
Closed -$33K
RRR icon
740
Red Rock Resorts
RRR
$3.61B
– –
-142
Closed -$3K
RSP icon
741
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
– –
-6,380
Closed -$690K
RSPU icon
742
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$532M
– –
-280
Closed -$15K
RTX icon
743
RTX Corp
RTX
$299B
– –
-3,858
Closed -$331K
RVT icon
744
Royce Value Trust
RVT
$2.3B
– –
-6,352
Closed -$87K
RWO icon
745
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
– –
-1,138
Closed -$59K
RWT
746
Redwood Trust
RWT
$597M
– –
-1,058
Closed -$17K
SAM icon
747
Boston Beer
SAM
$1.93B
– –
-101
Closed -$37K
SBSW icon
748
Sibanye-Stillwater
SBSW
$7.53B
– –
-118
Closed -$1K
SBUX icon
749
Starbucks
SBUX
$121B
– –
-5,163
Closed -$457K
SCHA icon
750
Schwab U.S Small- Cap ETF
SCHA
$23.1B
– –
-112
Closed -$2K
28 29
30
31 32

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MAM
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KCM
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MIA
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PWA
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Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.