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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$41.8M
Cap. Flow
-$50.9M
Cap. Flow %
-16.78%
Top 10 Hldgs %
44.6%
Holding
248
New
11
Increased
52
Reduced
122
Closed
49

Top Buys

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.94M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.21M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$813K
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$774K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$685K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$6.69M
2
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.57M
3
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$3.3M
4
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.37M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 8.37%
2 Consumer Discretionary 5.88%
3 Financials 4.9%
4 Communication Services 4.07%
5 Healthcare 2.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
51
Qualcomm
QCOM
$176B
$1.11M 0.37%
8,389
-2,172
-21% -$313K
VZ icon
52
Verizon
VZ
$196B
$1.11M 0.37%
19,097
-917
-5% -$51.7K
SKYY icon
53
First Trust Cloud Computing ETF
SKYY
$3.12B
$1.1M 0.36%
11,548
+5,258
+84% +$525K
NKE icon
54
Nike
NKE
$61.9B
$1.1M 0.36%
8,291
+1,179
+17% +$164K
XLY icon
55
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$979K 0.32%
11,650
-158
-1% -$13.1K
XLP icon
56
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$972K 0.32%
14,234
-744
-5% -$48.9K
FAD icon
57
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$969K 0.32%
8,952
-30
-0.3% -$3.3K
META icon
58
Meta Platforms (Facebook)
META
$1.51T
$962K 0.32%
3,269
-1,987
-38% -$535K
MTUM icon
59
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
$915K 0.3%
5,694
– –
VTV icon
60
Vanguard Morningstar Value ETF
VTV
$191B
$915K 0.3%
6,964
-500
-7% -$62.7K
BAC icon
61
Bank of America
BAC
$442B
$914K 0.3%
23,646
-10,051
-30% -$347K
ESGU icon
62
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$914K 0.3%
10,058
-6,279
-38% -$558K
XLK icon
63
State Street Technology Select Sector SPDR ETF
XLK
$124B
$891K 0.29%
13,418
-880
-6% -$58.1K
VWO icon
64
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$872K 0.29%
16,758
+3,471
+26% +$185K
AFG icon
65
American Financial Group
AFG
$12.1B
$855K 0.28%
7,500
+2,491
+50% +$257K
FDN icon
66
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$850K 0.28%
3,902
+1,721
+79% +$383K
IBB icon
67
iShares Biotechnology ETF
IBB
$9.77B
$847K 0.28%
5,626
-146
-3% -$23.2K
ROKU icon
68
Roku
ROKU
$22.7B
$808K 0.27%
2,482
+43
+2% +$16.9K
VEA icon
69
Vanguard FTSE Developed Markets ETF
VEA
$236B
$793K 0.26%
16,167
+823
+5% +$40.2K
XOM icon
70
ExxonMobil
XOM
$634B
$772K 0.25%
13,845
+661
+5% +$34.7K
CVX icon
71
Chevron
CVX
$366B
$763K 0.25%
7,288
-473
-6% -$46.2K
PZC
72
DELISTED
PIMCO California Municipal Income Fund III
PZC
$751K 0.25%
71,218
+236
+0.3% +$2.46K
FEX icon
73
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$740K 0.24%
9,250
– –
LQD icon
74
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$727K 0.24%
5,594
-3,798
-40% -$505K
VB icon
75
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$716K 0.24%
3,346
+489
+17% +$103K
1 2
3
4 5

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Golden State Wealth Management held 248 positions worth $303M, down 12% from $345M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Golden State Wealth Management withdrew a net $50.9M in Q1 2021, closing 49 positions and reducing 122 holdings. Its most notable exit was VictoryShares US 500 Volatility Wtd ETF, an estimated $3.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Industrial Select Sector SPDR ETF worth $422K.

  • Golden State Wealth Management's largest Q1 2021 buy was State Street Industrial Select Sector SPDR ETF: 4,295 shares worth $422K.
  • Golden State Wealth Management added most to State Street SPDR Portfolio Aggregate Bond ETF in Q1 2021, an estimated $1.94M increase.
  • Golden State Wealth Management's biggest Q1 2021 reduction was Apple, cutting an estimated $6.69M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q1 2021, selling an estimated $3.57M.
  • Golden State Wealth Management's ten largest holdings make up 45% of its $303M portfolio in Q1 2021.
  • Golden State Wealth Management opened 11 new positions and closed 49 in Q1 2021.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q1 2021, filed 14 May 2021.