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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
Cap. Flow
-$46.3M
Cap. Flow %
-15.46%
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$30.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$74M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.5M
4
AAPL icon
Apple
AAPL
+$3.26M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.26M

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Consumer Discretionary 5.56%
3 Financials 4.42%
4 Communication Services 3.39%
5 Healthcare 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DON icon
51
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$971K 0.32%
33,603
-31,786
-49% -$937K
ACWI icon
52
iShares MSCI ACWI ETF
ACWI
$33.5B
$962K 0.32%
+12,034
New +$953K
META icon
53
Meta Platforms (Facebook)
META
$1.51T
$946K 0.32%
3,612
-1,183
-25% -$305K
LMBS icon
54
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$943K 0.32%
18,254
-6,775
-27% -$351K
DIS icon
55
Walt Disney
DIS
$181B
$936K 0.31%
7,546
-2,870
-28% -$359K
VOO icon
56
Vanguard S&P 500 ETF
VOO
$1.01T
$922K 0.31%
2,998
-50
-2% -$15.2K
GOOG icon
57
Alphabet (Google) Class C
GOOG
$4.32T
$908K 0.3%
+12,360
New +$943K
XLY icon
58
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$885K 0.3%
12,044
– –
NKE icon
59
Nike
NKE
$61.9B
$870K 0.29%
6,933
-1,235
-15% -$133K
NOC icon
60
Northrop Grumman
NOC
$81.2B
$864K 0.29%
2,739
-466
-15% -$152K
VTI icon
61
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$842K 0.28%
4,945
+400
+9% +$67.3K
BIV icon
62
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$830K 0.28%
+8,876
New +$831K
USMV icon
63
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$827K 0.28%
12,977
-11,737
-47% -$745K
LQD icon
64
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$817K 0.27%
+6,063
New +$827K
EES icon
65
WisdomTree US SmallCap Earnings Fund
EES
$731M
$811K 0.27%
27,175
-21,855
-45% -$659K
VZ icon
66
Verizon
VZ
$196B
$808K 0.27%
13,577
-7,787
-36% -$452K
FAD icon
67
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$773K 0.26%
+8,982
New +$752K
BA icon
68
Boeing
BA
$185B
$747K 0.25%
4,520
-74
-2% -$12.6K
PZC
69
DELISTED
PIMCO California Municipal Income Fund III
PZC
$747K 0.25%
70,179
+714
+1% +$7.56K
MDY icon
70
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$728K 0.24%
+2,149
New +$733K
NFLX icon
71
Netflix
NFLX
$309B
$710K 0.24%
14,200
+3,090
+28% +$154K
VTV icon
72
Vanguard Morningstar Value ETF
VTV
$191B
$688K 0.23%
6,584
-695
-10% -$72.8K
PG icon
73
Procter & Gamble
PG
$339B
$648K 0.22%
4,662
-4,911
-51% -$652K
GOVT icon
74
iShares US Treasury Bond ETF
GOVT
$43.6B
$647K 0.22%
+23,161
New +$649K
MO icon
75
Altria Group
MO
$114B
$644K 0.22%
16,678
-5,547
-25% -$231K
1 2
3
4 5

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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.

  • Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.