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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
51
iShares Silver Trust
SLV
$27.9B
$1.33M 0.42%
93,158
– –
MSFT icon
52
Microsoft
MSFT
$3.64T
$1.31M 0.42%
9,789
+514
+6% +$65.3K
HD icon
53
Home Depot
HD
$337B
$1.31M 0.41%
6,290
-107
-2% -$21.3K
BIT icon
54
BlackRock Multi-Sector Income Trust
BIT
$698M
$1.29M 0.41%
74,135
-1,204
-2% -$20.4K
XOM icon
55
ExxonMobil
XOM
$641B
$1.28M 0.41%
16,731
+8,204
+96% +$635K
WDIV icon
56
State Street SPDR S&P Global Dividend ETF
WDIV
$278M
$1.22M 0.39%
18,017
+5,994
+50% +$403K
XLY icon
57
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.8B
$1.13M 0.36%
18,942
-1,722
-8% -$101K
USA icon
58
Liberty All-Star Equity Fund
USA
$1.82B
$1.11M 0.35%
173,603
-5,522
-3% -$34.5K
FXH icon
59
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$1.08M 0.34%
13,999
-50
-0.4% -$3.72K
FDL icon
60
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$1.08M 0.34%
35,230
+1,360
+4% +$41.1K
COST icon
61
Costco
COST
$422B
$1.07M 0.34%
4,071
+117
+3% +$29.2K
SPYD icon
62
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.75B
$1.07M 0.34%
28,119
+2,672
+11% +$101K
NOC icon
63
Northrop Grumman
NOC
$77.5B
$1.05M 0.33%
3,248
-310
-9% -$92.4K
FAD icon
64
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$579M
$1.02M 0.32%
13,657
-30
-0.2% -$2.18K
BLV icon
65
Vanguard Long-Term Bond ETF
BLV
$5.71B
$990K 0.31%
10,209
+244
+2% +$22.7K
SPHD icon
66
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.37B
$973K 0.31%
23,110
-999
-4% -$42K
GOOG icon
67
Alphabet (Google) Class C
GOOG
$4.56T
$958K 0.3%
17,740
+200
+1% +$11.5K
IWM icon
68
iShares Russell 2000 ETF
IWM
$81.5B
$932K 0.3%
5,998
-6
-0.1% -$925
RDVY icon
69
First Trust Rising Dividend Achievers ETF
RDVY
$25B
$930K 0.3%
29,966
+1,945
+7% +$59.4K
HYG icon
70
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$909K 0.29%
10,437
+2,405
+30% +$208K
FYX icon
71
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$901K 0.29%
14,665
+408
+3% +$25K
VT icon
72
Vanguard Total World Stock ETF
VT
$77.9B
$894K 0.28%
11,896
+9
+0.1% +$667
VTI icon
73
Vanguard Morningstar Total Stock Market ETF
VTI
$670B
$894K 0.28%
5,963
+200
+3% +$29.5K
HYGH icon
74
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$598M
$841K 0.27%
9,489
-709
-7% -$63.1K
CVX icon
75
Chevron
CVX
$385B
$840K 0.27%
6,755
+410
+6% +$49.6K
1 2
3
4 5

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.