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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+22.89%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$312M
AUM Growth
+$85M
Cap. Flow
+$55.8M
Cap. Flow %
17.89%
Top 10 Hldgs %
52.97%
Holding
1,040
New
20
Increased
152
Reduced
24
Closed
836

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$65.8M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$19.1M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.2M
4
IDU icon
iShares US Utilities ETF
IDU
+$6.38M
5
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$6.3M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.2M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$6.31M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.04M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.87M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Consumer Discretionary 4.76%
3 Financials 4.73%
4 Communication Services 3.52%
5 Healthcare 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
701
PNC Financial Services
PNC
$101B
– –
-313
Closed -$30K
PNR icon
702
Pentair
PNR
$11B
– –
-73
Closed -$2K
PODD icon
703
Insulet
PODD
$9.79B
– –
-360
Closed -$60K
PPBI
704
DELISTED
Pacific Premier Bancorp
PPBI
– –
-4,335
Closed -$82K
PPL
705
PPL Corp
PPL
$26.7B
– –
-400
Closed -$10K
PREF icon
706
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
– –
-2,665
Closed -$47K
PRNT icon
707
The 3D Printing ETF
PRNT
$65M
– –
-1,605
Closed -$28K
PRU icon
708
Prudential Financial
PRU
$41.8B
– –
-615
Closed -$32K
PSA icon
709
Public Storage
PSA
$61.3B
– –
-31
Closed -$6K
PSEC icon
710
Prospect Capital
PSEC
$1.17B
– –
-2,450
Closed -$10K
PSX icon
711
Phillips 66
PSX
$81.4B
– –
-876
Closed -$62K
PTC icon
712
PTC
PTC
$16B
– –
-100
Closed -$6K
PTLC icon
713
Pacer Trendpilot US Large Cap ETF
PTLC
$3.38B
– –
-5,571
Closed -$150K
PUI icon
714
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.4M
– –
-3,100
Closed -$89K
PULS icon
715
PGIM Ultra Short Bond ETF
PULS
$18.3B
– –
-2,177
Closed -$106K
PVH icon
716
PVH
PVH
$4.04B
– –
-120
Closed -$5K
PWR icon
717
Quanta Services
PWR
$101B
– –
-100
Closed -$3K
QEFA icon
718
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
– –
-230
Closed -$12K
QEMM icon
719
State Street SPDR MSCI Emerging Markets StrategicFactors ETF
QEMM
$56.2M
– –
-142
Closed -$7K
QNCX icon
720
Quince Therapeutics
QNCX
$29.5M
– –
-5
Closed -$46K
QQQX icon
721
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
– –
-210
Closed -$4K
QTEC icon
722
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
– –
-30
Closed -$3K
QUAL icon
723
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
– –
-1,122
Closed -$91K
QUS icon
724
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.58B
– –
-301
Closed -$23K
RA
725
Brookfield Real Assets Income Fund
RA
$708M
– –
-1,136
Closed -$17K
27 28
29
30 31

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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, Golden State Wealth Management held 1,040 positions worth $312M, up 37% from $227M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Golden State Wealth Management deployed $55.8M of net new capital in Q2 2020, opening 20 new positions and adding to 152 existing holdings. Its largest new stake was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 6.9% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $31.9M trimmed.

  • Golden State Wealth Management's largest Q2 2020 buy was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.
  • Golden State Wealth Management added most to iShares Core S&P Mid-Cap ETF in Q2 2020, an estimated $65.8M increase.
  • Golden State Wealth Management's biggest Q2 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $31.9M.
  • Golden State Wealth Management fully exited iShares Core S&P 500 ETF in Q2 2020, selling an estimated $16.2M.
  • Golden State Wealth Management's ten largest holdings make up 53% of its $312M portfolio in Q2 2020.
  • Golden State Wealth Management opened 20 new positions and closed 836 in Q2 2020.
  • Golden State Wealth Management's portfolio value rose 37% quarter-over-quarter to $312M.

Based on Golden State Wealth Management's 13F filing for Q2 2020, filed 11 Aug 2020.