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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWA icon
701
BorgWarner
BWA
$13.9B
$6K ﹤0.01%
+284
New +$8.21K
CMI icon
702
Cummins
CMI
$88.7B
$6K ﹤0.01%
+42
New +$6.55K
EOG icon
703
EOG Resources
EOG
$70.7B
$6K ﹤0.01%
+177
New +$11.5K
FTS icon
704
Fortis
FTS
$28.7B
$6K ﹤0.01%
+143
New +$5.86K
GGME icon
705
Invesco Next Gen Media and Gaming ETF
GGME
$46.3M
$6K ﹤0.01%
+257
New +$8.07K
HWM icon
706
Howmet Aerospace
HWM
$112B
$6K ﹤0.01%
+449
New +$9.34K
IBUY icon
707
Amplify Online Retail ETF
IBUY
$127M
$6K ﹤0.01%
+140
New +$6.89K
IONS icon
708
Ionis Pharmaceuticals
IONS
$9.4B
$6K ﹤0.01%
+126
New +$7.02K
LOCO icon
709
El Pollo Loco
LOCO
$462M
$6K ﹤0.01%
+700
New +$8.91K
NUE icon
710
Nucor
NUE
$62.1B
$6K ﹤0.01%
+166
New +$7.37K
NWL icon
711
Newell Brands
NWL
$2.56B
$6K ﹤0.01%
+447
New +$7.69K
ON icon
712
ON Semiconductor
ON
$31.6B
$6K ﹤0.01%
+500
New +$9.78K
PBA icon
713
Pembina Pipeline
PBA
$27.6B
$6K ﹤0.01%
+329
New +$10.8K
PBE icon
714
Invesco Biotechnology & Genome ETF
PBE
$353M
$6K ﹤0.01%
+120
New +$6.26K
PSA icon
715
Public Storage
PSA
$61.3B
$6K ﹤0.01%
+31
New +$6.64K
PTC icon
716
PTC
PTC
$16B
$6K ﹤0.01%
+100
New +$7.41K
SRLN icon
717
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$6K ﹤0.01%
+147
New +$6.57K
TAK icon
718
Takeda Pharmaceutical
TAK
$55.7B
$6K ﹤0.01%
+377
New +$6.83K
WHR icon
719
Whirlpool
WHR
$2.82B
$6K ﹤0.01%
+72
New +$9.46K
WY icon
720
Weyerhaeuser
WY
$18.4B
$6K ﹤0.01%
+370
New +$9.73K
XHB icon
721
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$6K ﹤0.01%
+198
New +$8.45K
GER
722
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$6K ﹤0.01%
+1,000
New +$28K
XLNX
723
DELISTED
Xilinx Inc
XLNX
$6K ﹤0.01%
+77
New +$6.71K
TIF
724
DELISTED
Tiffany & Co.
TIF
$6K ﹤0.01%
+50
New +$6.58K
HDS
725
DELISTED
HD Supply Holdings, Inc.
HDS
$6K ﹤0.01%
+200
New +$7.47K
27 28
29
30 31

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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.