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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSA icon
701
Public Storage
PSA
$61.3B
– –
-31
Closed -$8K
PSEC icon
702
Prospect Capital
PSEC
$1.17B
– –
-2,450
Closed -$16K
PSX icon
703
Phillips 66
PSX
$81.2B
– –
-1,388
Closed -$142K
PTC icon
704
PTC
PTC
$16B
– –
-100
Closed -$7K
PTLC icon
705
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
– –
-5,990
Closed -$186K
PUI icon
706
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.6M
– –
-3,100
Closed -$109K
PULS icon
707
PGIM Ultra Short Bond ETF
PULS
$18.3B
– –
-2,531
Closed -$127K
PWR icon
708
Quanta Services
PWR
$101B
– –
-100
Closed -$4K
PYPL icon
709
PayPal
PYPL
$50.4B
– –
-1,745
Closed -$181K
PZC
710
DELISTED
PIMCO California Municipal Income Fund III
PZC
– –
-63,425
Closed -$712K
QCLN icon
711
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
– –
-94
Closed -$2K
QCOM icon
712
Qualcomm
QCOM
$175B
– –
-9,396
Closed -$717K
QEFA icon
713
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
– –
-110
Closed -$7K
QEMM icon
714
State Street SPDR MSCI Emerging Markets StrategicFactors ETF
QEMM
$56.2M
– –
-70
Closed -$4K
QQQX icon
715
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
– –
-5,302
Closed -$117K
QRVO icon
716
Qorvo
QRVO
$8.67B
– –
-994
Closed -$74K
QTEC icon
717
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.82B
– –
-30
Closed -$3K
QUAL icon
718
iShares MSCI USA Quality Factor ETF
QUAL
$47.8B
– –
-180
Closed -$17K
QUS icon
719
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.58B
– –
-147
Closed -$13K
QYLD icon
720
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.26B
– –
-279
Closed -$6K
RDIV icon
721
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
– –
-950
Closed -$36K
RDVY icon
722
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
– –
-26,971
Closed -$859K
REGL icon
723
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
– –
-860
Closed -$50K
REM icon
724
iShares Mortgage Real Estate ETF
REM
$548M
– –
-202
Closed -$9K
REZI icon
725
Resideo Technologies
REZI
$3.92B
– –
-53
Closed -$1K
27 28
29
30 31

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KCM
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PWA
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Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.