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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
701
PPG Industries
PPG
$26.5B
$13K ﹤0.01%
113
-25
-18% -$2.85K
PRF icon
702
Invesco FTSE RAFI US 1000 ETF
PRF
$9.98B
$13K ﹤0.01%
595
– –
RSPU icon
703
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$530M
$13K ﹤0.01%
280
– –
VRTX icon
704
Vertex Pharmaceuticals
VRTX
$123B
$13K ﹤0.01%
71
– –
WH icon
705
Wyndham Hotels & Resorts
WH
$5.65B
$13K ﹤0.01%
250
– –
XLNX
706
DELISTED
Xilinx Inc
XLNX
$13K ﹤0.01%
112
+35
+45% +$4.08K
ACB
707
Aurora Cannabis
ACB
$180M
$12K ﹤0.01%
13
+12
+1,200% +$12.1K
AGZD icon
708
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$12K ﹤0.01%
522
– –
BCS icon
709
Barclays
BCS
$95.9B
$12K ﹤0.01%
+1,721
New +$13.6K
EMHY icon
710
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
$12K ﹤0.01%
255
-60
-19% -$2.79K
IMTB icon
711
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
$12K ﹤0.01%
255
+1
+0.4% +$50
IWB icon
712
iShares Russell 1000 ETF
IWB
$49.8B
$12K ﹤0.01%
78
– –
MNST icon
713
Monster Beverage
MNST
$92.4B
$12K ﹤0.01%
400
– –
MOMO
714
Hello Group
MOMO
$855M
$12K ﹤0.01%
350
+14
+4% +$466
PPL
715
PPL Corp
PPL
$26.3B
$12K ﹤0.01%
400
-74
-16% -$2.29K
RIO icon
716
Rio Tinto
RIO
$165B
$12K ﹤0.01%
200
– –
WY icon
717
Weyerhaeuser
WY
$18.6B
$12K ﹤0.01%
461
+2
+0.4% +$51
XTN icon
718
State Street SPDR S&P Transportation ETF
XTN
$400M
$12K ﹤0.01%
200
– –
ZS icon
719
Zscaler
ZS
$26.1B
$12K ﹤0.01%
160
-160
-50% -$11.4K
AIVC
720
Amplify Bloomberg AI Equal Weight ETF
AIVC
$121M
$12K ﹤0.01%
350
– –
PFPT
721
DELISTED
Proofpoint, Inc.
PFPT
$12K ﹤0.01%
100
– –
INF
722
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$12K ﹤0.01%
944
+18
+2% +$224
ATO icon
723
Atmos Energy
ATO
$28.7B
$11K ﹤0.01%
108
– –
CRS icon
724
Carpenter Technology
CRS
$28.3B
$11K ﹤0.01%
+250
New +$11.8K
ELD icon
725
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
$11K ﹤0.01%
319
– –
27 28
29
30 31

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.