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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUPH icon
676
Aurinia Pharmaceuticals
AUPH
$2.11B
$7K ﹤0.01%
+450
New +$7.94K
CLOU icon
677
Global X Cloud Computing ETF
CLOU
$263M
$7K ﹤0.01%
+500
New +$8.13K
DELL icon
678
Dell
DELL
$293B
$7K ﹤0.01%
+331
New +$7.63K
DHI icon
679
D.R. Horton
DHI
$42.3B
$7K ﹤0.01%
+195
New +$10.1K
ECL icon
680
Ecolab
ECL
$79.9B
$7K ﹤0.01%
+47
New +$8.83K
ET icon
681
Energy Transfer Partners
ET
$69.3B
$7K ﹤0.01%
+1,595
New +$17K
FAX
682
abrdn Asia-Pacific Income Fund
FAX
$600M
$7K ﹤0.01%
+333
New +$8.14K
FIW icon
683
First Trust Water ETF
FIW
$1.95B
$7K ﹤0.01%
+142
New +$8.14K
HR icon
684
Healthcare Realty
HR
$6.84B
$7K ﹤0.01%
+299
New +$9.03K
HTRB icon
685
Hartford Total Return Bond ETF
HTRB
$2.22B
$7K ﹤0.01%
+165
New +$6.67K
HTUS icon
686
Hull Tactical US ETF
HTUS
$163M
$7K ﹤0.01%
+320
New +$7.92K
HUSV icon
687
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$85.2M
$7K ﹤0.01%
+341
New +$9.03K
ISHG icon
688
iShares 1-3 Year International Treasury Bond ETF
ISHG
$828M
$7K ﹤0.01%
+96
New +$7.47K
JETS icon
689
US Global Jets ETF
JETS
$849M
$7K ﹤0.01%
+500
New +$13K
LEG icon
690
Leggett & Platt
LEG
$1.31B
$7K ﹤0.01%
+246
New +$10.2K
MFC icon
691
Manulife Financial
MFC
$73.5B
$7K ﹤0.01%
+562
New +$9.76K
MMT
692
Aberdeen Multi-Market Income Fund
MMT
$243M
$7K ﹤0.01%
+1,400
New +$8.13K
PBT
693
Permian Basin Royalty Trust
PBT
$1.49B
$7K ﹤0.01%
+2,446
New +$8.88K
QEMM icon
694
State Street SPDR MSCI Emerging Markets StrategicFactors ETF
QEMM
$60.2M
$7K ﹤0.01%
+142
New +$7.87K
SLV icon
695
iShares Silver Trust
SLV
$30.9B
$7K ﹤0.01%
+570
New +$8.96K
TSN icon
696
Tyson Foods
TSN
$20.4B
$7K ﹤0.01%
+114
New +$8.52K
PBCT
697
DELISTED
People's United Financial Inc
PBCT
$7K ﹤0.01%
+653
New +$9.69K
WORK
698
DELISTED
Slack Technologies, Inc.
WORK
$7K ﹤0.01%
+250
New +$6.03K
ASYS icon
699
Amtech Systems
ASYS
$272M
$6K ﹤0.01%
+1,400
New +$7.88K
BF.A icon
700
Brown-Forman Class A
BF.A
$13.3B
$6K ﹤0.01%
+120
New +$7.23K
26 27
28
29 30

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DAM
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PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
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DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.