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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIBR icon
676
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.2B
$14K ﹤0.01%
500
– –
DOCU
677
DocuSign
DOCU
$11B
$14K ﹤0.01%
300
-1,300
-81% -$69.4K
HIX
678
Western Asset High Income Fund II
HIX
$354M
$14K ﹤0.01%
2,056
– –
JBLU icon
679
JetBlue
JBLU
$2.4B
$14K ﹤0.01%
794
-319
-29% -$5.71K
LITE icon
680
Lumentum
LITE
$64.3B
$14K ﹤0.01%
268
– –
MRVL icon
681
Marvell Technology
MRVL
$189B
$14K ﹤0.01%
605
+1
+0.2% +$23
PBT
682
Permian Basin Royalty Trust
PBT
$1.61B
$14K ﹤0.01%
2,446
– –
PRNT icon
683
The 3D Printing ETF
PRNT
$64.2M
$14K ﹤0.01%
605
-300
-33% -$6.65K
SNSR icon
684
Global X Internet of Things ETF
SNSR
$218M
$14K ﹤0.01%
750
– –
VTRS icon
685
Viatris
VTRS
$20.6B
$14K ﹤0.01%
+740
New +$16.4K
GRUB
686
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$14K ﹤0.01%
95
-238
-71% -$32.4K
SCIJ
687
DELISTED
Global X Scientific Beta Japan ETF
SCIJ
$14K ﹤0.01%
550
+200
+57% +$5.34K
BNY
688
Bank of New York Mellon
BNY
$108B
$13K ﹤0.01%
296
– –
CHY
689
Calamos Convertible and High Income Fund
CHY
$1.04B
$13K ﹤0.01%
1,250
-1,250
-50% -$13.6K
DOC icon
690
Healthpeak Properties
DOC
$15B
$13K ﹤0.01%
426
-53
-11% -$1.65K
EFAV icon
691
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$13K ﹤0.01%
182
– –
FAST icon
692
Fastenal
FAST
$57.4B
$13K ﹤0.01%
800
– –
FCX icon
693
Freeport-McMoran
FCX
$97.1B
$13K ﹤0.01%
1,204
+2
+0.2% +$23
GDX icon
694
VanEck Gold Miners ETF
GDX
$25.5B
$13K ﹤0.01%
537
– –
GMS
695
DELISTED
GMS Inc
GMS
$13K ﹤0.01%
600
– –
IDOG icon
696
ALPS International Sector Dividend Dogs ETF
IDOG
$552M
$13K ﹤0.01%
530
+9
+2% +$235
IYE icon
697
iShares US Energy ETF
IYE
$1.7B
$13K ﹤0.01%
400
– –
LIN icon
698
Linde
LIN
$226B
$13K ﹤0.01%
69
– –
LIT icon
699
Global X Lithium & Battery Tech ETF
LIT
$1.57B
$13K ﹤0.01%
534
+34
+7% +$916
PJP icon
700
Invesco Pharmaceuticals ETF
PJP
$479M
$13K ﹤0.01%
219
– –
26 27
28
29 30

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.